ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
98
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Secondary Markets X Speeches X Warnings and publications for investors X Careers X Corporate Disclosure X CESR Archive X Supervisory convergence X Technical Advice X Investor Warning X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/02/2014 2014/154 FR Risques liés aux investissements dans les produits complexes MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
334.79 KB
07/02/2014 2014/154 HR Rizici ulaganja u kompleksne proizvode MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
487.67 KB
07/02/2014 2014/154 HU Az összetett termékekbe történő befektetések kockázatai MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
384.08 KB
07/02/2014 2014/154 IT Rischi dell’investimento in prodotti complessi MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
335.03 KB
07/02/2014 2014/154 LT Investavimo į sudėtingus produktus rizika MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
590.31 KB
07/02/2014 2014/154 LV Ar ieguldījumiem sarežģītos produktos saistītie riski MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
435.59 KB
07/02/2014 2014/154 MT Ir-riskji li tinvesti fi prodotti kumplessi MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
554.57 KB
07/02/2014 2014/154 NL Risico's van beleggen in complexe producten MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
425.57 KB
07/02/2014 2014/154 PL Zagrożenia związane z inwestowaniem w produkty złożone MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
359.91 KB
07/02/2014 2014/154 PT Os riscos de investir em produtos complexos MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
373 KB
07/02/2014 2014/154 RO Riscurile investirii în produse complexe MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
396.83 KB
07/02/2014 2014/154 SK Riziká investovania do komplexných produktov MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
521.64 KB
07/02/2014 2014/154 SL Tveganja, ki jih prinašajo naložbe v kompleksne produkte MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
564.53 KB
07/02/2014 2014/154 SV Risker med att investera i komplexa produkter MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
468.78 KB
19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR MiFID - Investor Protection, MiFID - Secondary Markets Technical Advice PDF
2.8 MB		 Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
25/07/2016 2016/1166 Warning about CFDs, binary options and other speculative products MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
149.13 KB
17/03/2022 ESA 2022 15 EU financial regulators warn consumers on the risks of crypto-assets Innovation and Products, Joint Committee, MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
118.67 KB		 bgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv
01/04/2020 ESMA70-156-2287 Technical Advice to the European Commission on weekly position reports under MiFID II MiFID - Secondary Markets, Supervisory convergence Technical Advice PDF
231.84 KB

Pages