CONSULTATIONS

493 ALL CONSULTATIONS

Date Sort ascending Title Section Respond Info
From 18/02/2025 to 19/05/2025 Consultation on the Guidelines on supplements which introduce new securities to a base prospectus Prospectus RESPOND
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to…
Documents
From 17/02/2025 to 22/04/2025 Consultation on the Guidelines for the criteria on the assessment of knowledge and competence under MiCA Digital Finance and Innovation, Investor protection RESPOND
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to…
Documents
From 13/02/2025 to 14/04/2025 Consultation on the Amendments to the RTS on Settlement Discipline Post Trading RESPOND
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question…
Documents
From 13/02/2025 to 31/03/2025 Consultation on the revision of the disclosure framework for private securitisation Market data, Securitisation RESPOND
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annexes. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific…
Documents
From 07/02/2025 to 07/04/2025 Consultation on the Validations of changes to models and parameters conditions and list of documents under EMIR CCP RESPOND
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to…
Documents
From 07/02/2025 to 07/04/2025 Consultation on the Extensions of authorisation conditions and list of documents under EMIR CCP RESPOND
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to…
Documents
From 19/12/2024 to 18/03/2025 Consultation on the Guidelines on Internal Controls for Benchmark Administrators, Credit Rating Agencies and Market Transparency Infrastructures Benchmarks, Credit Rating Agencies, Market data, Securities Financing Transactions, Securitisation, Trade Repositories
Summary

​Responding to this paper 

​ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:…

Documents
From 18/12/2024 to 18/03/2025 Consultation on the draft RTS for the establishment of an EU code of conduct for issuer-sponsored research Investor protection SEE RESPONSES
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question…
Documents
From 13/12/2024 to 31/03/2025 Consultation on the ESEF RTS for sustainability reporting and on the amendments to the EEAP RTS Electronic reporting, Financial reporting, Sustainable finance RESPOND
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to…
Documents
From 12/12/2024 to 12/03/2025 Consultation on the draft regulatory technical standards on open-ended loan-originating AIFs under the AIFMD Fund Management
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question…
Documents
From 12/12/2024 to 13/02/2025 Consultation on the draft technical advice concerning MAR and MiFID II SME GM Market Abuse, Market Integrity, Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to…
Documents
From 20/11/2024 to 27/01/2025 Consultation on the Conditions of the Active Account Requirement under EMIR 3 CCP SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: respond to the question stated;…

Documents
From 29/10/2024 to 29/11/2024 Survey for entities within the scope of initial margin model authorisation under EMIR 3 Post Trading
Summary

With the support from the European Securities and Markets Authority (ESMA) and the European Insurance and Occupational Pensions Authority (EIOPA), the European Banking Authority (EBA) launched a survey addressed to entities within the scope of the initial margin (IM) model authorization regime…

Documents
From 28/10/2024 to 28/01/2025 Consultation on the technical Advice to the European Commission on the amendments to the research provisions in the MiFID II Delegated Directive Investor protection SEE RESPONSES
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question…
Documents
From 28/10/2024 to 31/12/2024 Call for evidence on potential further steps towards harmonising rules on civil liability pertaining to securities prospectuses under the Prospectus Regulation Prospectus SEE RESPONSES
Summary

​Responding to this paper 

​ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annex. Comments are most helpful if they: …

Documents
From 28/10/2024 to 31/12/2024 Consultation on draft technical advice concerning the Prospectus Regulation and on updating the CDR on metadata Prospectus SEE RESPONSES
Summary

​Responding to this paper 

​ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Section 10.1. Comments are most helpful if they:…

Documents
From 03/10/2024 to 17/01/2025 MiFIR: Consultation on the Review of RTS 22 on transaction data reporting and RTS 24 on order book data Market data, Trading SEE RESPONSES
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question…
Documents
From 16/07/2024 to 16/10/2024 Consultation on the Technical Standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies Investor protection SEE RESPONSES
Summary

Consultation Paper 

Technical Standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies

Responding to this paper

ESMA invites comments on all…

Documents
From 12/07/2024 to 12/10/2024 Consultation on the Guidelines under MiCA establishing templates for explanations and legal opinions regarding the classification of crypto-assets Digital Finance and Innovation
Summary

Responding to this consultation

The European Supervisory Authorities (EBA, EIOPA and ESMA) (ESAs) invite comments on all proposals put forward in this paper and, in particular, on the specific questions summarised in 5.2. 

Comments are most helpful if they…

Documents
From 10/07/2024 to 30/09/2024 MiFIR Review - Consultation Package 3 | technical advice (Section 3), RTS 1 (Section 4), the RTS on input/output data for shares and ETFs CTP (Section 8) and the flags under RTS 2 Trading SEE RESPONSES
Summary
This consultation page refers to the MiFIR Review Consultation Package 3 - the technical advice (Section 3), RTS 1 (Section 4), the RTS on input / output data for shares and ETFs CTP (Section 8) and the flags under RTS 2.

To submit your…

Documents