CONSULTATIONS

481 ALL CONSULTATIONS

Date Sort ascending Title Section Respond Info
From 29/10/2024 to 29/11/2024 Survey for entities within the scope of initial margin model authorisation under EMIR 3 Post Trading RESPOND
Summary

With the support from the European Securities and Markets Authority (ESMA) and the European Insurance and Occupational Pensions Authority (EIOPA), the European Banking Authority (EBA) launched a survey addressed to entities within the scope of the initial margin (IM) model authorization regime…

Documents
From 28/10/2024 to 28/01/2025 Consultation on the technical Advice to the European Commission on the amendments to the research provisions in the MiFID II Delegated Directive Investor protection RESPOND
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question…
Documents
From 28/10/2024 to 31/12/2024 Consultation on draft technical advice concerning the Prospectus Regulation and on updating the CDR on metadata Prospectus RESPOND
Summary

​Responding to this paper 

​ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Section 10.1. Comments are most helpful if they:…

Documents
From 28/10/2024 to 31/12/2024 Call for evidence on potential further steps towards harmonising rules on civil liability pertaining to securities prospectuses under the Prospectus Regulation Prospectus RESPOND
Summary

​Responding to this paper 

​ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annex. Comments are most helpful if they: …

Documents
From 03/10/2024 to 03/01/2025 MiFIR: Consultation on the Review of RTS 22 on transaction data reporting and RTS 24 on order book data Market data, Trading RESPOND
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question…
Documents
From 16/07/2024 to 16/10/2024 Consultation on the Technical Standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies Investor protection SEE RESPONSES
Summary

Consultation Paper 

Technical Standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies

Responding to this paper

ESMA invites comments on all…

Documents
From 12/07/2024 to 12/10/2024 Consultation on the Guidelines under MiCA establishing templates for explanations and legal opinions regarding the classification of crypto-assets Digital Finance and Innovation
Summary

Responding to this consultation

The European Supervisory Authorities (EBA, EIOPA and ESMA) (ESAs) invite comments on all proposals put forward in this paper and, in particular, on the specific questions summarised in 5.2. 

Comments are most helpful if they…

Documents
From 10/07/2024 to 15/10/2024 MiFIR Review - Consultation Package 3 | SI ITS (Section 5), RTS 3 (Section 6) and RTS 7 (Section 7) Trading
Summary
This consultation page refers to the MiFIR Review Consultation Package 3 - SI ITS (Section 5), RTS 3 (Section 6) and RTS 7 (Section 7).

To submit your response to the technical advice (Section 3), RTS 1 (Section 4), the RTS on input /…

Documents
From 10/07/2024 to 30/09/2024 MiFIR Review - Consultation Package 3 | technical advice (Section 3), RTS 1 (Section 4), the RTS on input/output data for shares and ETFs CTP (Section 8) and the flags under RTS 2 Trading SEE RESPONSES
Summary
This consultation page refers to the MiFIR Review Consultation Package 3 - the technical advice (Section 3), RTS 1 (Section 4), the RTS on input / output data for shares and ETFs CTP (Section 8) and the flags under RTS 2.

To submit your…

Documents
From 09/07/2024 to 09/09/2024 CSDR Refit: Consultation on rules to recalibrate and further clarify the framework Post Trading SEE RESPONSES
Summary

Responding to these papers 

ESMA invites comments on all matters in these papers and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific…
Documents
From 08/07/2024 to 08/10/2024 Consultation on Liquidity Management Tools for funds Fund Management SEE RESPONSES
Summary

​Responding to this paper

​ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: 

Documents
From 08/07/2024 to 18/10/2024 Consultation on reporting requirements and governance expectations for some supervised entities Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories
Summary

ESMA launched two consultations on proposed guidance for some of its supervised entities.

Consultation on periodic reporting 

The Consultation Paper sets out the information ESMA…

Documents
From 03/06/2024 to 03/09/2024 Discussion Paper on the Call for advice on the investment firms prudential framework Investor protection, Joint Committee
Summary

The EBA and ESMA invite comments on all proposals put forward in this paper and in particular on the specific questions stated in the boxes below (and in the Annex of this paper).

Comments are most helpful if they:

  • respond to the question stated;
  • indicate…
Documents
From 23/05/2024 to 23/08/2024 ​​Consultation on the amendments to certain technical standards for commodity derivatives Trading SEE RESPONSES
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question…
Documents
From 23/05/2024 to 28/08/2024 MiFIR Review Consultation Package (Consolidated Tape Providers and Data Reporting Service Providers) Market data, Trading SEE RESPONSES
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question…
Documents
From 21/05/2024 to 28/08/2024 Consultation on MiFIR Review Package (non-equity trade transparency, reasonable commercial basis and reference data) Market data, Trading SEE RESPONSES
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific…
Documents
From 07/05/2024 to 07/08/2024 Call for Evidence on the review of the UCITS Eligible Assets Directive Fund Management SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters set out in this paper. Comments are most helpful if they:

  • respond to the questions stated;
  • indicate the specific question to which the comment relates;
  • contain a clear rationale…
Documents
From 18/04/2024 to 18/05/2024 ESAs consultation on RTS on joint examination teams under DORA Digital Finance and Innovation, Joint Committee
Summary

Details 

The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) have launched a…

Documents
From 02/04/2024 to 21/06/2024 Consultation on possible amendments to the Credit Rating Agencies Regulatory Framework Credit Rating Agencies SEE RESPONSES
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • Respond to the question stated;
  • Indicate the specific question…
Documents
From 26/03/2024 to 14/06/2024 Consultation on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance SEE RESPONSES
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question…
Documents