| From 19/12/2024 to 18/03/2025 |
Consultation on the Guidelines on Internal Controls for Benchmark Administrators, Credit Rating Agencies and Market Transparency Infrastructures |
Benchmarks, Credit Rating Agencies, Market data, Securities Financing Transactions, Securitisation, Trade Repositories |
RESPOND
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|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:… |
| Documents |
|
|
| From 18/12/2024 to 18/03/2025 |
Consultation on the draft RTS for the establishment of an EU code of conduct for issuer-sponsored research |
Investor protection |
RESPOND
|
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question…
|
| Documents |
|
|
| From 13/12/2024 to 31/03/2025 |
Consultation on the ESEF RTS for sustainability reporting and on the amendments to the EEAP RTS |
Electronic reporting, Financial reporting, Sustainable finance |
RESPOND
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|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to…
|
| Documents |
|
|
| From 12/12/2024 to 12/03/2025 |
Consultation on the draft regulatory technical standards on open-ended loan-originating AIFs under the AIFMD |
Fund Management |
RESPOND
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|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question…
|
| Documents |
|
|
| From 12/12/2024 to 13/02/2025 |
Consultation on the draft technical advice concerning MAR and MiFID II SME GM |
Market Abuse, Market Integrity, Trading |
RESPOND
|
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to…
|
| Documents |
|
|
| From 20/11/2024 to 27/01/2025 |
Consultation on the Conditions of the Active Account Requirement under EMIR 3 |
CCP |
RESPOND
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|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: respond to the question stated;… |
| Documents |
|
|
| From 29/10/2024 to 29/11/2024 |
Survey for entities within the scope of initial margin model authorisation under EMIR 3 |
Post Trading |
|
|
| Summary |
With the support from the European Securities and Markets Authority (ESMA) and the European Insurance and Occupational Pensions Authority (EIOPA), the European Banking Authority (EBA) launched a survey addressed to entities within the scope of the initial margin (IM) model authorization regime… |
| Documents |
|
|
| From 28/10/2024 to 28/01/2025 |
Consultation on the technical Advice to the European Commission on the amendments to the research provisions in the MiFID II Delegated Directive |
Investor protection |
RESPOND
|
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question…
|
| Documents |
|
|
| From 28/10/2024 to 31/12/2024 |
Call for evidence on potential further steps towards harmonising rules on civil liability pertaining to securities prospectuses under the Prospectus Regulation |
Prospectus |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annex. Comments are most helpful if they: … |
| Documents |
|
|
| From 28/10/2024 to 31/12/2024 |
Consultation on draft technical advice concerning the Prospectus Regulation and on updating the CDR on metadata |
Prospectus |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Section 10.1. Comments are most helpful if they:… |
| Documents |
|
|
| From 03/10/2024 to 17/01/2025 |
MiFIR: Consultation on the Review of RTS 22 on transaction data reporting and RTS 24 on order book data |
Market data, Trading |
|
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question…
|
| Documents |
|
|
| From 16/07/2024 to 16/10/2024 |
Consultation on the Technical Standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies |
Investor protection |
SEE RESPONSES |
|
| Summary |
Consultation Paper
Technical Standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies
Responding to this paper
ESMA invites comments on all… |
| Documents |
|
|
| From 12/07/2024 to 12/10/2024 |
Consultation on the Guidelines under MiCA establishing templates for explanations and legal opinions regarding the classification of crypto-assets |
Digital Finance and Innovation |
|
|
| Summary |
Responding to this consultation
The European Supervisory Authorities (EBA, EIOPA and ESMA) (ESAs) invite comments on all proposals put forward in this paper and, in particular, on the specific questions summarised in 5.2.
Comments are most helpful if they… |
| Documents |
|
|
| From 10/07/2024 to 30/09/2024 |
MiFIR Review - Consultation Package 3 | technical advice (Section 3), RTS 1 (Section 4), the RTS on input/output data for shares and ETFs CTP (Section 8) and the flags under RTS 2 |
Trading |
SEE RESPONSES |
|
| Summary |
This consultation page refers to the MiFIR Review Consultation Package 3 - the technical advice (Section 3), RTS 1 (Section 4), the RTS on input / output data for shares and ETFs CTP (Section 8) and the flags under RTS 2.
To submit your… | |
| Documents |
|
|
| From 10/07/2024 to 15/10/2024 |
MiFIR Review - Consultation Package 3 | SI ITS (Section 5), RTS 3 (Section 6) and RTS 7 (Section 7) |
Trading |
SEE RESPONSES |
|
| Summary |
This consultation page refers to the MiFIR Review Consultation Package 3 - SI ITS (Section 5), RTS 3 (Section 6) and RTS 7 (Section 7).
To submit your response to the technical advice (Section 3), RTS 1 (Section 4), the RTS on input /… | |
| Documents |
|
|
| From 09/07/2024 to 09/09/2024 |
CSDR Refit: Consultation on rules to recalibrate and further clarify the framework |
Post Trading |
SEE RESPONSES |
|
| Summary |
Responding to these papers
ESMA invites comments on all matters in these papers and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific…
|
| Documents |
|
|
| From 08/07/2024 to 08/10/2024 |
Consultation on Liquidity Management Tools for funds |
Fund Management |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: … |
| Documents |
|
|
| From 08/07/2024 to 18/10/2024 |
Consultation on reporting requirements and governance expectations for some supervised entities |
Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories |
|
|
| Summary |
ESMA launched two consultations on proposed guidance for some of its supervised entities.
Consultation on periodic reporting
The Consultation Paper sets out the information ESMA… |
| Documents |
|
|
| From 03/06/2024 to 03/09/2024 |
Discussion Paper on the Call for advice on the investment firms prudential framework |
Investor protection, Joint Committee |
|
|
| Summary |
The EBA and ESMA invite comments on all proposals put forward in this paper and in particular on the specific questions stated in the boxes below (and in the Annex of this paper).
Comments are most helpful if they:
- respond to the question stated;
- indicate…
|
| Documents |
|
|
| From 23/05/2024 to 23/08/2024 |
Consultation on the amendments to certain technical standards for commodity derivatives |
Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question…
|
| Documents |
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