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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

7056 documents
Date Sort ascending Reference Title Sections Type Main document Info
C(2013) 8970 final Commission decision on classification in grade and step for TAs Careers Reference DOWNLOAD 436.57 KB
ESMA71-99-1266 Press release on joint GLs on cooperation and information exchange Guidelines and Technical standards, Joint Committee, Press Releases Press Release DOWNLOAD 206.03 KB
Related documents Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions
Summary
Translated versions
JC/2019/81 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
ESMA70-156-1823 ESMA 2019 report on the application of AMPs Market Abuse, Market Integrity Report DOWNLOAD 1.4 MB
ESMA43-370-12 Consultation Paper on CCP penalties Post Trading Consultation Paper DOWNLOAD 508.22 KB
ESMA63-43-1427 ESMA 2019 Budget – Amendment n. 2 About ESMA Reference DOWNLOAD 185.64 KB
ESMA22-106-2044 SMSG response to ESMA’s Consultation Paper on MAR review report Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 232.25 KB
ESMA22-106-2009 SoC ESMA Board of Supervisors Conference call November 2019 Board of Supervisors Summary of Conclusions DOWNLOAD 136 KB
ESMA70-156-2005 MAR Article 33 Report on Sanctions Market Abuse Report DOWNLOAD 352.9 KB
ESMA71-99-1263 Press release: ESMA calls for strengthened supervision on suspicious transaction reporting Market Abuse, Supervisory convergence Press Release DOWNLOAD 100.61 KB
ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA34-45-756 Penalties and measures imposed under the UCITS Directive in 2018 Fund Management Report DOWNLOAD 467.36 KB
ESMA70-156-1535 Final Report amending ITS on main indices and recognised exchanges under CRR Trading Technical Standards DOWNLOAD 736.79 KB
ESMA70-154-1504 Briefing BMR Recognition application Benchmarks Reference DOWNLOAD 91.65 KB
ESMA34-46-91 Final report - Draft RTS under Article 25 of the ELTIF Regulation Fund Management Final Report DOWNLOAD 178.05 KB
ESMA22-106-1980 SoC ESMA Board of Supervisors October 2019 Board of Supervisors Summary of Conclusions DOWNLOAD 321.86 KB
ESMA 50-157-2025 ASR on EU Derivatives markets - 2019 Risk monitoring Report DOWNLOAD 1.9 MB
ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   Post Trading, Supervisory convergence Report DOWNLOAD 819.71 KB
JC 2019 19 The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral Joint Committee, Post Trading Statement DOWNLOAD 94.02 KB
ESMA70-156-1606 MiFID II/MiFIR Review Report No. 1 Trading Report DOWNLOAD 1004.81 KB