| From 12/07/2021 to 20/09/2021 |
Consultation on Draft Guidelines on the consistent application of the triggers for the use of Early Intervention Measures |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 12/07/2021 to 20/09/2021 |
Consultation on Draft Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 09/07/2021 to 02/09/2021 |
Public Consultation on the clearing and derivative trading obligations in view of the benchmark transition |
Benchmarks, Post Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions outlined in it. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a clear rationale;… |
| Documents |
|
|
| From 09/07/2021 to 01/10/2021 |
Consultation Paper on the review of RTS 1 (equity transparency) and RTS 2 (non-equity transparency) |
Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 28/05/2021 to 27/08/2021 |
Public Consultation on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR |
Market data, Securities Financing Transactions, Trade Repositories |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Section 10. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- …
|
| Documents |
|
|
| From 27/05/2021 to 20/08/2021 |
Public Consultation on the STS notification for on-balance sheet securitisations |
Securitisation |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 26/05/2021 to 04/08/2021 |
Public Consultation on Guidelines on the Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
- respond to the question stated.
- indicate the specific question to which the comment relates.
- …
|
| Documents |
|
|
| From 26/05/2021 to 23/07/2021 |
Consultation Paper - Technical standards for commodity derivatives - MiFIDII Recovery Package |
COVID-19, Trading |
SEE RESPONSES |
|
| Summary |
The European Securities and Markets Authority (ESMA), as part of the post-Covid MiFID II Recovery Package, is seeking input from market participants on its draft Technical Standards for commodity derivatives.
Responding to this paper
ESMA invites comments on… |
| Documents |
|
|
| From 25/05/2021 to 01/08/2021 |
Call for evidence on Digital Finance |
Digital Finance and Innovation |
SEE RESPONSES |
|
| Summary |
Technological innovation is transforming financial services at an unprecedent speed, by facilitating new business models and services and the entrance of new market participants. Covid-19 is accelerating this shift and the digitalisation of financial services. These changes bring a host of… |
| Documents |
|
|
| From 12/05/2021 to 11/06/2021 |
Consultation Paper on the RTS 2 Annual Review |
Trading |
|
|
| Summary |
The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the Consultation Paper on the transparency regime for non-equity instruments and the trading obligations for derivatives MiFID II/ MiFIR review report published on the ESMA website. … |
| Documents |
|
|
| From 26/03/2021 to 30/06/2021 |
Consultation on EU Money Market Fund Regulation – legislative review |
Fund Management |
SEE RESPONSES |
|
| Summary |
This consultation document is developed in the context of Article 46 of the MMF Regulation, which provides that “[b]y 21 July 2022, the Commission shall review the adequacy of this Regulation from a prudential and economic point of view, following consultations with ESMA”. … |
| Documents |
|
|
| From 24/03/2021 to 24/04/2021 |
Technical advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR |
Post Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- Respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 17/03/2021 to 12/05/2021 |
Joint Consultation on Taxonomy-related sustainability disclosures |
Joint Committee, Sustainable finance |
SEE RESPONSES |
|
| Summary |
The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out the proposed Regulatory Technical… |
| Documents |
|
|
| From 26/02/2021 to 28/05/2021 |
Consultation on draft technical standards under the ECSP Regulation |
|
SEE RESPONSES |
|
| Summary |
ESMA invites responses to the questions set out throughout this Consultation Paper and summarised in Annex II. Responses are most helpful if they:
- respond to the question stated and indicate the specific question to which they relate;
- contain a clear rationale; and
… |
| Documents |
|
|
| From 25/02/2021 to 30/04/2021 |
Consultation on draft guidelines on the use of alternative methodology |
Benchmarks |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
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|
| From 29/01/2021 to 29/04/2021 |
Consultation on Guidelines on appropriateness and execution only |
Investor protection |
SEE RESPONSES |
|
| Summary |
This paper is primarily of interest to competent authorities and investment firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council (MiFID… |
| Documents |
|
|
| From 29/01/2021 to 15/03/2021 |
Public Consultation on Fees charged to Credit Rating Agencies by ESMA |
Credit Rating Agencies |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters set out in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a…
|
| Documents |
|
|
| From 23/12/2020 to 23/01/2021 |
Consultation on procedural rules for penalties imposed on Data Reporting Services Providers (DRSPs) |
Post Trading |
|
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 23/12/2020 to 23/01/2021 |
Public Consultation on Procedural rules for penalties imposed on Benchmark Administrators |
Benchmarks |
|
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment…
|
| Documents |
|
|
| From 18/12/2020 to 12/03/2021 |
Consultation Paper MiFID II/MiFIR review report on Algorithmic Trading |
Trading, Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
• respond to the question stated;
• indicate the specific question to which the comment relates;… |
| Documents |
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