CONSULTATIONS

498 ALL CONSULTATIONS

Date Title Section Respond Info
From 04/10/2019 to 22/11/2019 Consultation Paper on alignment of MiFIR with the changes introduced by EMIR Refit Trading, Post Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

·         respond to the question stated;…
Documents
,
From 03/10/2019 to 02/12/2019 Consultation on Draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT) Post Trading SEE RESPONSES
Summary

Who should read this paper

All interested stakeholders are invited to respond to this consultation. In particular, responses are sought from counterparties acting (or intending to act) as clearing service providers and counterparties that are current or potential…
Documents
,
From 03/10/2019 to 29/11/2019 Consultation MAR review Market Abuse SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific…
Documents
,
From 30/09/2019 to 04/11/2019 Effects of product intervention measures regarding CFDs and binary options on market participants and clients Investor protection SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 5.

ESMA will consider all comments received by 4 November 2019.

All contributions should be submitted online at www.esma.europa.…
Documents
From 17/07/2019 to 06/09/2019 Call for evidence on Impact of the inducements and costs and charges disclosure requirements under MiFID II Investor protection SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 3.

ESMA will consider all comments received by 6 September 2019.

All contributions should be submitted online at www.esma.…
Documents
From 16/07/2019 to 31/10/2019 CONSULTATION ON PERFORMANCE FEES GUIDELINES IN UCITS Fund Management SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to…
Documents
,
From 15/07/2019 to 15/10/2019 Consultation on Guidelines on certain aspects of the MiFID II compliance function requirements Investor protection SEE RESPONSES
Summary

Responding to this paper  



ESMA invites comments on this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 

  • respond to the question stated; 
  • indicate the specific…
Documents
From 12/07/2019 to 04/10/2019 Consultation on Draft Guidelines on disclosure requirements under the Prospectus Regulation Prospectus
Summary

Responding to this paper

ESMA invites responses to the questions set out throughout this Consultation Paper. Responses are most helpful if they:

  • respond to the question stated;
  • contain a clear rationale; and
  • describe any alternatives ESMA…
Documents
,
From 12/07/2019 to 06/09/2019 MiFID II/MiFIR review report on the development in prices for pre- and post-trade data and on the consolidated tape for equity instruments Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific…
Documents
,
From 24/06/2019 to 29/07/2019 Collection of evidence on undue short-term pressure from the financial sector on corporations Sustainable finance SEE RESPONSES
Summary

The European Securities and Markets Authority (ESMA) has today published a questionnaire which aims to gather evidence on potential short-term pressures on corporations stemming from the financial sector. …
Documents
From 29/05/2019 to 29/07/2019 ESMA fees for Third-Country CCPs under EMIR 2.2 Post Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific…
Documents
,
From 29/05/2019 to 29/07/2019 Technical Advice on Comparable Compliance under article 25a of EMIR Post Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to…
Documents
,
From 29/05/2019 to 29/07/2019 Draft technical advice on criteria for tiering under Article 25(2a) of EMIR2.2 Post Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific…
Documents
,
From 27/05/2019 to 27/08/2019 Consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories Market Integrity, Post Trading
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to…
Documents
, , , , ,
From 27/05/2019 to 29/07/2019 Consultation on Guidelines for reporting under Articles 4 and 12 SFTR Securities Financing Transactions SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • Respond to the question stated;
  • indicate the specific question to which the comment…
Documents
, ,
From 24/05/2019 to 05/07/2019 CONSULTATION ON INDICES AND RECOGNISED EXCHANGES UNDER THE CAPITAL REQUIREMENTS REGULATION Trading SEE RESPONSES
Summary

The European Securities and Markets Authority (ESMA) has published a Consultation Paper proposing amendments to the main indices and recognised exchanges under the Capital Requirements Regulation (CRR). ESMA considers it necessary to introduce amendments to the Implementing Technical…
Documents
,
From 24/05/2019 to 05/07/2019 CALL FOR EVIDENCE ON POSITION LIMITS IN COMMODITY DERIVATIVES Trading SEE RESPONSES
Summary

The European Securities and Markets Authority (ESMA) has launched a call for evidence on position limits and position management in commodity derivatives. ESMA launches this call for evidence in the context of the reviews it must perform under MiFID II, together with the European Commission (EC…
Documents
,
From 28/03/2019 to 29/06/2019 Consultation on draft regulatory technical standards under Article 25 of the ELTIF Regulation Fund Management SEE RESPONSES
Summary

Responding to this paper  

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 

  1. respond to the question stated; 
  2. indicate the…
Documents
From 05/02/2019 to 01/04/2019 Consultation on draft guidelines on liquidity stress test for investment funds Fund Management SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in section 5. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific…
Documents
,
From 20/12/2018 to 20/02/2019 Consultation on Guidelines on Settlement Fails Reporting under Article 7(1) of CSDR Post Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which…
Documents
,