| From 28/05/2021 to 27/08/2021 |
Public Consultation on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR |
Market data, Securities Financing Transactions, Trade Repositories |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Section 10. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- …
|
| Documents |
|
|
| From 27/05/2021 to 20/08/2021 |
Public Consultation on the STS notification for on-balance sheet securitisations |
Securitisation |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 26/05/2021 to 04/08/2021 |
Public Consultation on Guidelines on the Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
- respond to the question stated.
- indicate the specific question to which the comment relates.
- …
|
| Documents |
|
|
| From 26/05/2021 to 23/07/2021 |
Consultation Paper - Technical standards for commodity derivatives - MiFIDII Recovery Package |
COVID-19, Trading |
SEE RESPONSES |
|
| Summary |
The European Securities and Markets Authority (ESMA), as part of the post-Covid MiFID II Recovery Package, is seeking input from market participants on its draft Technical Standards for commodity derivatives.
Responding to this paper
ESMA invites comments on… |
| Documents |
|
|
| From 25/05/2021 to 01/08/2021 |
Call for evidence on Digital Finance |
Digital Finance and Innovation |
SEE RESPONSES |
|
| Summary |
Technological innovation is transforming financial services at an unprecedent speed, by facilitating new business models and services and the entrance of new market participants. Covid-19 is accelerating this shift and the digitalisation of financial services. These changes bring a host of… |
| Documents |
|
|
| From 12/05/2021 to 11/06/2021 |
Consultation Paper on the RTS 2 Annual Review |
Trading |
|
|
| Summary |
The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the Consultation Paper on the transparency regime for non-equity instruments and the trading obligations for derivatives MiFID II/ MiFIR review report published on the ESMA website. … |
| Documents |
|
|
| From 26/03/2021 to 30/06/2021 |
Consultation on EU Money Market Fund Regulation – legislative review |
Fund Management |
SEE RESPONSES |
|
| Summary |
This consultation document is developed in the context of Article 46 of the MMF Regulation, which provides that “[b]y 21 July 2022, the Commission shall review the adequacy of this Regulation from a prudential and economic point of view, following consultations with ESMA”. … |
| Documents |
|
|
| From 24/03/2021 to 24/04/2021 |
Technical advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR |
Post Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- Respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 17/03/2021 to 12/05/2021 |
Joint Consultation on Taxonomy-related sustainability disclosures |
Joint Committee, Sustainable finance |
SEE RESPONSES |
|
| Summary |
The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out the proposed Regulatory Technical… |
| Documents |
|
|
| From 26/02/2021 to 28/05/2021 |
Consultation on draft technical standards under the ECSP Regulation |
|
SEE RESPONSES |
|
| Summary |
ESMA invites responses to the questions set out throughout this Consultation Paper and summarised in Annex II. Responses are most helpful if they:
- respond to the question stated and indicate the specific question to which they relate;
- contain a clear rationale; and
… |
| Documents |
|
|
| From 25/02/2021 to 30/04/2021 |
Consultation on draft guidelines on the use of alternative methodology |
Benchmarks |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 29/01/2021 to 29/04/2021 |
Consultation on Guidelines on appropriateness and execution only |
Investor protection |
SEE RESPONSES |
|
| Summary |
This paper is primarily of interest to competent authorities and investment firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council (MiFID… |
| Documents |
|
|
| From 29/01/2021 to 15/03/2021 |
Public Consultation on Fees charged to Credit Rating Agencies by ESMA |
Credit Rating Agencies |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters set out in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a…
|
| Documents |
|
|
| From 23/12/2020 to 23/01/2021 |
Consultation on procedural rules for penalties imposed on Data Reporting Services Providers (DRSPs) |
Post Trading |
|
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 23/12/2020 to 23/01/2021 |
Public Consultation on Procedural rules for penalties imposed on Benchmark Administrators |
Benchmarks |
|
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment…
|
| Documents |
|
|
| From 18/12/2020 to 12/03/2021 |
Consultation Paper MiFID II/MiFIR review report on Algorithmic Trading |
Trading, Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
• respond to the question stated;
• indicate the specific question to which the comment relates;… |
| Documents |
|
|
| From 20/11/2020 to 04/01/2021 |
Public Consultation on fees for data reporting service providers (DRSP) |
Post Trading, Supervisory convergence, Trading |
SEE RESPONSES |
|
| Summary |
This consultation paper is published to seek stakeholders’ input on ESMA’s proposals relating to fees for data reporting service provides (DRSPs) in relation to the new competences granted to ESMA under Regulation (EU) 600/2014 (MiFIR) as amended by Regulation 2019/2175 (ESA Review).
… |
| Documents |
|
|
| From 20/11/2020 to 04/01/2021 |
Public Consultation on DRSP criteria for derogation |
Supervisory convergence, Trading |
SEE RESPONSES |
|
| Summary |
This consultation paper is published to seek stakeholders’ input on ESMA’s proposals for technical advice to the Commission on delegated acts relating to the criteria to identify those ARMs and APAs that, by way of derogation from Regulation (EU) No 600/2014 of the European Parliament and… |
| Documents |
|
|
| From 09/11/2020 to 08/02/2021 |
Consultation on draft guidelines on marketing communication |
Fund Management |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 06/11/2020 to 11/01/2021 |
Consultation paper on the Guidelines on the MiFID II/ MiFIR obligations on market data |
Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a… |
| Documents |
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