| From 08/07/2022 to 07/10/2022 |
Consultation on Review of the Guidelines on MiFID II product governance requirements |
Investor protection |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a… |
| Documents |
|
|
| From 19/05/2022 to 01/08/2022 |
Consultation on Guidelines Resolvability -Annex Section C Article 15(5) CCPRRR |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex IV. Comments are most helpful if they:
▪ respond to the question stated;
▪ indicate the specific question to which the comment relates;
▪…
|
| Documents |
|
|
| From 19/05/2022 to 01/08/2022 |
Consultation on Guidelines on Template written agreement for resolution colleges |
CCP |
|
|
| Summary |
ESMA will consider all comments received by 1 August 2022.
All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your
input - Consultations’.
|
| Documents |
|
|
| From 19/05/2022 to 01/08/2022 |
Consultation on Guidelines Template Summary Resolution Plans Article 12(7)(a) |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA will consider all comments received by 1 August 2022.
All contributions should be submitted online at www.esma.europa.eu
|
| Documents |
|
|
| From 19/05/2022 to 01/08/2022 |
Consultation on Art 79 CCPRRR Cooperation Arrangements |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA will consider all comments received by 1 August 2022.
All contributions should be submitted online at www.esma.europa.eu
|
| Documents |
|
|
| From 17/05/2022 to 09/09/2022 |
Consultation on notifications for cross-border marketing and management of AIFs and UCITS |
Fund Management |
SEE RESPONSES |
|
| Summary |
Directive 2009/65/EC (the UCITS Directive) and Directive 2011/61/EU (the AIFMD) empower ESMA to develop implementing technical standards (ITS) and regulatory technical standards (RTS) to specify the information to be provided, as well as the content and format of notification letters to be… |
| Documents |
|
|
| From 02/05/2022 to 02/07/2022 |
Joint Consultation Paper on sustainability disclosures for STS securitisations |
Securitisation |
SEE RESPONSES |
|
| Summary |
The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out the proposed Regulatory Technical Standards (hereinafter “RTS”) on content, methodologies and presentation of disclosures pursuant to Article 22(4) and 26d(4) of Regulation (EU) 2017/2402.
… |
| Documents |
|
|
| From 23/02/2022 to 25/04/2022 |
CALL FOR EVIDENCE ON CCP CLIMATE STRESS TESTS |
CCP |
|
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear rationale; and
- describe any…
|
| Documents |
|
|
| From 03/02/2022 to 11/03/2022 |
Call For Evidence on market characteristics for ESG Rating Providers in the EU |
Sustainable finance |
SEE RESPONSES |
|
| Summary |
ESMA is consulting on a call for evidence on the market characteristics for the Environmental, Social and Governance (ESG)… |
| Documents |
|
|
| From 28/01/2022 to 01/04/2022 |
Consultation on the Revision to Guidelines and Recommendations on Scope of the CRA Regulation |
Credit Rating Agencies |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
… |
| Documents |
|
|
| From 28/01/2022 to 29/04/2022 |
Consultation Paper on the Opinion on Trading Venue perimeter |
Investor protection, Trading, Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a…
|
| Documents |
|
|
| From 27/01/2022 to 31/03/2022 |
Consultation on the Review of EMIR RTS on APC margin measures |
CCP |
SEE RESPONSES |
|
| Summary |
Responding to this paper
The European Securities and Markets Authority (ESMA) invites comments on all matters in this Consultation Paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
1. respond to the question stated;
2… |
| Documents |
|
|
| From 27/01/2022 to 27/04/2022 |
Consultation on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 04/01/2022 to 04/03/2022 |
Call for evidence on the DLT Pilot Regime |
Digital Finance and Innovation, Trading |
SEE RESPONSES |
|
| Summary |
The Regulation on a pilot regime for market infrastructures based on distributed ledger technology (DLT) (“the DLT Pilot”) aims at developing the trading and settlement for ‘tokenised’ securities. The DLT Pilot requires ESMA to assess whether the regulatory technical standards (RTS) developed… |
| Documents |
|
|
| From 22/11/2021 to 19/01/2022 |
Discussion paper on the review of the clearing thresholds under EMIR |
Post Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 19/11/2021 to 24/01/2022 |
Consultation on highly liquid financial instruments with regards to the investment policy of central counterparties |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 4. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft RTS on Resolution Colleges |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
| From 18/11/2021 to 24/01/2022 |
Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
|
|
