| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft RTS on Resolution Colleges |
CCP |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft RTS on the content of CCP resolution plans |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail |
CCP |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 4. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 21/10/2021 to 16/12/2021 |
Joint call for evidence on the European Commission mandate regarding the PRIIPs Regulation |
Fund Management, Joint Committee |
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| Summary |
The European Supervisory Authorities (ESAs) are consulting on a call for evidence regarding the PRIIPs (Packaged retail and insurance-based investment products) Regulation.
… |
| Documents |
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| From 01/10/2021 to 02/01/2022 |
Call for evidence on retail investor protection aspects |
Investor protection |
SEE RESPONSES |
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| Summary |
This paper is of interest to competent authorities, investors and firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council (MiFID II) and to the Regulation 1286/2014/EU of the European Parliament and of the Council (PRIIPs).
ESMA invites comments on all… |
| Documents |
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| From 24/09/2021 to 23/12/2021 |
Consultation on Review of the MiFID II framework on best execution reports |
Investor protection |
SEE RESPONSES |
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| Summary |
This document is of interest to execution venues, investment firms and their associations, investors, consumer associations, as well as any market participant engaged in the execution of orders under the MiFID II framework.
ESMA invites comments on all matters in this paper and… |
| Documents |
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| From 24/09/2021 to 19/11/2021 |
Consultation Paper on the review of certain aspects of the Short Selling Regulation |
Market Integrity, Short Selling |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 24/08/2021 to 24/09/2021 |
Public Consultation on Draft RTS on the management body of DRSPs |
Market data |
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|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions
summarised in Annex 1. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment…
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| Documents |
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| From 19/07/2021 to 19/10/2021 |
Guidelines on certain aspects of the MiFID II remuneration requirements |
Investor protection |
SEE RESPONSES |
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| Summary |
This paper is primarily of interest to competent authorities and investment firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council (MiFID II). In particular, this paper is addressed to investment firms and credit institutions providing investment services… |
| Documents |
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| From 15/07/2021 to 27/08/2021 |
Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision |
Market Abuse |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- Respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a…
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| Documents |
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|
| From 13/07/2021 to 30/09/2021 |
Consultation on Draft Guidelines for Reporting under EMIR |
Market data |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- Respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 12/07/2021 to 20/09/2021 |
Consultation on Draft RTS on the methodology for calculation and maintenance of the additional amount of pre-funded dedicated own resources |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 12/07/2021 to 20/09/2021 |
Consultation on the Draft Guidelines on CCP recovery plan indicators |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
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|
| From 12/07/2021 to 20/09/2021 |
Consultation on the Draft Guidelines on CCP recovery plan scenarios (Article 9(12) CCPRRR) |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
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|
| From 12/07/2021 to 20/09/2021 |
Consultation on Draft RTS on order of compensation art. 20 |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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|
| From 12/07/2021 to 20/09/2021 |
Consultation on Draft Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 12/07/2021 to 20/09/2021 |
Consultation on Draft RTS further specifying the factors that shall be considered by the competent authority and the supervisory college when assessing the CCP recovery plan |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
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|
| From 12/07/2021 to 20/09/2021 |
Consultation on Draft Guidelines on the consistent application of the triggers for the use of Early Intervention Measures |
CCP |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
|
| Documents |
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| From 09/07/2021 to 02/09/2021 |
Public Consultation on the clearing and derivative trading obligations in view of the benchmark transition |
Benchmarks, Post Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions outlined in it. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a clear rationale;… |
| Documents |
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| From 09/07/2021 to 01/10/2021 |
Consultation Paper on the review of RTS 1 (equity transparency) and RTS 2 (non-equity transparency) |
Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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