| From 23/02/2022 to 25/04/2022 |
CALL FOR EVIDENCE ON CCP CLIMATE STRESS TESTS |
CCP |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear rationale; and
- describe any…
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| Documents |
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| From 03/02/2022 to 11/03/2022 |
Call For Evidence on market characteristics for ESG Rating Providers in the EU |
Sustainable finance |
SEE RESPONSES |
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| Summary |
ESMA is consulting on a call for evidence on the market characteristics for the Environmental, Social and Governance (ESG)… |
| Documents |
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| From 28/01/2022 to 01/04/2022 |
Consultation on the Revision to Guidelines and Recommendations on Scope of the CRA Regulation |
Credit Rating Agencies |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
… |
| Documents |
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| From 28/01/2022 to 29/04/2022 |
Consultation Paper on the Opinion on Trading Venue perimeter |
Investor protection, Trading, Trading |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a…
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| Documents |
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| From 27/01/2022 to 31/03/2022 |
Consultation on the Review of EMIR RTS on APC margin measures |
CCP |
SEE RESPONSES |
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| Summary |
Responding to this paper
The European Securities and Markets Authority (ESMA) invites comments on all matters in this Consultation Paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
1. respond to the question stated;
2… |
| Documents |
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| From 27/01/2022 to 27/04/2022 |
Consultation on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 04/01/2022 to 04/03/2022 |
Call for evidence on the DLT Pilot Regime |
Digital Finance and Innovation, Trading |
SEE RESPONSES |
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| Summary |
The Regulation on a pilot regime for market infrastructures based on distributed ledger technology (DLT) (“the DLT Pilot”) aims at developing the trading and settlement for ‘tokenised’ securities. The DLT Pilot requires ESMA to assess whether the regulatory technical standards (RTS) developed… |
| Documents |
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| From 22/11/2021 to 19/01/2022 |
Discussion paper on the review of the clearing thresholds under EMIR |
Post Trading |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 19/11/2021 to 24/01/2022 |
Consultation on highly liquid financial instruments with regards to the investment policy of central counterparties |
CCP |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft RTS on the content of CCP resolution plans |
CCP |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail |
CCP |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 4. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft RTS on Resolution Colleges |
CCP |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination |
CCP |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 18/11/2021 to 24/01/2022 |
Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) |
CCP |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 18/11/2021 to 18/02/2022 |
Consultation on Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) |
Investor protection |
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| Summary |
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) launched today a public consultation on their Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP). The consultation runs until 18… |
| Documents |
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| From 18/11/2021 to 24/01/2022 |
Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution |
CCP |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 21/10/2021 to 16/12/2021 |
Joint call for evidence on the European Commission mandate regarding the PRIIPs Regulation |
Fund Management, Joint Committee |
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| Summary |
The European Supervisory Authorities (ESAs) are consulting on a call for evidence regarding the PRIIPs (Packaged retail and insurance-based investment products) Regulation.
… |
| Documents |
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| From 01/10/2021 to 02/01/2022 |
Call for evidence on retail investor protection aspects |
Investor protection |
SEE RESPONSES |
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| Summary |
This paper is of interest to competent authorities, investors and firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council (MiFID II) and to the Regulation 1286/2014/EU of the European Parliament and of the Council (PRIIPs).
ESMA invites comments on all… |
| Documents |
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| From 24/09/2021 to 23/12/2021 |
Consultation on Review of the MiFID II framework on best execution reports |
Investor protection |
SEE RESPONSES |
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| Summary |
This document is of interest to execution venues, investment firms and their associations, investors, consumer associations, as well as any market participant engaged in the execution of orders under the MiFID II framework.
ESMA invites comments on all matters in this paper and… |
| Documents |
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| From 24/09/2021 to 19/11/2021 |
Consultation Paper on the review of certain aspects of the Short Selling Regulation |
Market Integrity, Short Selling |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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