CONSULTATIONS

505 ALL CONSULTATIONS

Date Sort ascending Title Section Respond Info
From 03/10/2008 to 09/01/2009 Consulation on MAD Level 3 SEE RESPONSES
Summary

CESR is continuing in its efforts to prepare ground for convergent implementation and application of the Market Abuse regime by ensuring that a common approach to the operation of the Directive takes place throughout the EU amongst supervisors. In July 2007, CESR confirmed that CESR-Pol will…

Documents
From 03/10/2008 to 24/10/2008 Consulation on CESR's technical advice to the European Commission on Indian GAAP SEE RESPONSES
Summary

CESR provides in this advice details of its work and conclusions concerning the equivalence of Indian GAAP in accordance with a mandate from the European Commission.

CESR expects to submit the final advice to the Commission in early November.

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From 30/09/2008 to 15/10/2008 Consultation paper on UCITS Management Company Passport SEE RESPONSES
Summary

Pursuant to Directive 85/611/EEC, a UCITS, its management company and its depositary must be located in the same Member State. All activities related to collective portfolio management and administration of the UCITS are subject to the law of one Member State (ie the Member State in which the…

Documents
From 22/08/2008 to 19/09/2008 Call for evidence on a formal request for technical advice on identification of regulatory arrangements for post-trading infrastructures SEE RESPONSES
Summary

This call for evidence aims to identify regulatory arrangements for post-trading infrastructures and to advise on possible solutions in terms of bridging any potential differences in post-trading arrangements in the Member States.

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From 19/08/2008 to 17/10/2008 Consulation on Risk management principles for UCITS SEE RESPONSES
Summary

This consultation paper proposes a framework for guidelines concerning risk management, providing principles and an outline of the key elements for a standard in the risk management process. The principles will be complemented by a paper on the aforesaid technical and quantitative issues related…

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From 21/07/2008 to 29/08/2008 Joint consultation on CESR and ERGEG advice to the European Commission in the context of the Third Energy Package SEE RESPONSES
Summary

In the joint consultation paper ERGEG and CESR advise the European Commission to explore a tailor-made EU market abuse framework for the electricity and gas sector, and note that there are substantial interdependencies between electricity and gas markets and some other markets, such as emission…

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From 17/07/2008 to 22/08/2008 Call for evidence on the request for advice to CESR on the UCITS asset management company passport SEE RESPONSES
Summary

CESR invites all interested parties to submit their views as to what CESR should consider in its advice to the European Commission.

All contributions can be submitted online via CESR's website under the heading Consultations at www.cesr.eu by 22 August 2008.

Due to the tight…

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From 11/07/2008 to 03/10/2008 Guidelines for the prudential assessment of acquisitions and increase of holdings in the financial sector required by Directive 2007/44/EC SEE RESPONSES
Summary

The public consultation period begins today and runs until 3 October 2008.

All interested parties are invited to send their comments to the following e-mail address: m&a@c-ebs.org.

Early responses will be greatly appreciated. Comments will be published on CESR's, CEBS', and…

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From 10/07/2008 to 12/09/2008 Consultation on the draft statement on Fair value measurement and related disclosures of financial instruments in illiquid markets
SEE RESPONSES
Summary

This document is published for consultation. Comments are invited on all aspects of the CESR statement.

The consultation period ends on 12 September 2008. Respondents are invited to send their comments via CESR website (www.cesr.eu) under the section

Documents
From 20/05/2008 to 30/09/2008 Market Abuse Directive Level 3 SEE RESPONSES
Summary

CESR is continuing in its efforts to prepare ground for convergent implementation and application of the Market Abuse regime by ensuring that a common approach to the operation of the Directive takes place throughout the EU amongst supervisors.

This set of guidance will be published for…

Documents
From 15/05/2008 to 01/08/2008 Consultation on CESR's/CEBS' technical advice to the European Commission on the review of commodities business SEE RESPONSES
Summary

The Committee of European Securities Regulators (CESR) and the Committee of European Banking Supervisors (CEBS) consult jointly on the Joint Call for Technical Advice related to the review under Articles 65(3)(a), (b) and (d) of MiFID and Article 48(2) of the Capital Adequacy Directive (CAD III…

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From 07/04/2008 to 25/04/2008 Consultation on CESR's advice on Canadian and South Korean GAAPs SEE RESPONSES
Summary

CESR provides in this advice details of its work and conclusions concerning certain third country GAAPs in accordance with a mandate from the European Commission.

This document addresses CESR's work concerning a potential decision on the equivalence of the accounting standards of two of…

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From 26/03/2008 to 26/06/2008 Common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees SEE RESPONSES
Summary
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From 18/02/2008 to 18/03/2008 CESR/ERGEG Call for evidence on record keeping, transparency, supply contracts and derivatives for electricity and gas SEE RESPONSES
Summary

In December 2007 the European Commission issued a joint mandate to the Committee of European Securities Regulators (CESR) and the European Regulators Group for Electricity and Gas (ERGEG) with a Call for Technical Advice related to Articles 22f and 24f and Recitals 20 and 22 respectively in the…

Documents
From 13/02/2008 to 31/03/2008 Consultation on The role of credit rating agencies in structured finance SEE RESPONSES
Summary

In September 2007 the EU Commission issued an additional request for CESR to review the role of credit rating agencies (CRAs) as part of its annual report on their compliance with the IOSCO Code.

The purpose of the consultation document published today is to seek comments on the…

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From 18/01/2008 to 29/02/2008 CESR/CEBS Call for Evidence on Commodities SEE RESPONSES
Summary

In December 2007 the European Commission issued a Call for Technical Advice related to the review under Articles 65(3)(a), (b) and (d) of MiFID and Article 48(2) of the CRD. CESR and CEBS are requested to deliver its technical advice by end-July 2008.

In order to prepare this advice, CESR…

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From 18/12/2007 to 25/02/2008 CESR's advice on the equivalence of Chinese, Japanese and US GAAPs SEE RESPONSES
Summary

The objective of this advice, subject to consultation, is to assist the European Commission in determining, by 1st July 2008, the equivalence of third country GAAP under the Prospectus and Transparency Directives.

Interested parties are asked to consider the questions in the consultation…

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From 17/12/2007 to 21/01/2008 Consultation paper on improving the functioning of the MiFID database SEE RESPONSES
Summary

Under the MiFID Directive CESR is responsible for publishing lists for shares admitted to trading on a regulated market, systematic internalisers, multilateral trading facilities, regulated markets and central counterparties.

CESR has so far published a database of shares admitted to…

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From 22/11/2007 to 18/01/2008 3L3 Medium term work programme SEE RESPONSES
Summary

The Level 3 Committees have identified a comprehensive list of cross-sector areas
for delivery in the period to the end of 2010

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From 22/10/2007 to 19/11/2007 Consultation on CESR's MiFID work programme for 2007/2008 SEE RESPONSES
Summary

At the time of effective implementation of MiFID CESR publishes its work programme for future Level 3 work under MiFID (Q4 2007

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