| From 17/05/2010 to 18/06/2010 |
Consultation on Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation |
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SEE RESPONSES |
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| Summary |
The purpose of this consultation document is to seek comments on the conclusions CESR has drawn for setting guidelines on enforcement practices applicable as part of ongoing supervision as well as on the interaction expected between CRAs and competent authorities.
The consultation period… |
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| From 07/05/2010 to 04/06/2010 |
Consultation on CESR's advice in the context of the MiFID Review: Non-equity markets transparency |
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SEE RESPONSES |
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| Summary |
The Markets in Financial Instruments Directive (MiFID) came into force on 1 November 2007. It introduced significant changes to the European regulatory framework for equity secondary markets, leaving open to Member States the possibility to extend transparency requirements to financial… |
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| From 23/04/2010 to 15/07/2010 |
Consultation on amending the Prospectuses Regulations for mineral companies |
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SEE RESPONSES |
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| From 19/04/2010 to 31/05/2010 |
Consultation on CESR's Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS |
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SEE RESPONSES |
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| From 13/04/2010 to 31/05/2010 |
Consultation on CESR's advice in the context of the MiFID Review |
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SEE RESPONSES |
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| From 13/04/2010 to 31/05/2010 |
Consultation on CESR's advice in the context of the MiFID Review |
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SEE RESPONSES |
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| From 13/04/2010 to 31/05/2010 |
Consultation on CESR's advice to the Commission in the context of the MiFID Review |
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SEE RESPONSES |
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| From 01/04/2010 to 30/04/2010 |
Call for evidence on micro-structural issues of the European equity markets |
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SEE RESPONSES |
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| From 09/02/2010 to 31/03/2010 |
CESR proposal to extend major shareholding notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares |
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SEE RESPONSES |
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| From 29/01/2010 to 14/04/2010 |
Consultation on guidance to report transactions on OTC derivative instruments |
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SEE RESPONSES |
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| From 18/12/2009 to 09/04/2010 |
Call for evidence on cross-sector internal governance issues |
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SEE RESPONSES |
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| From 27/10/2009 to 30/11/2009 |
Call for evidence - The use of a standard reporting format |
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SEE RESPONSES |
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| From 22/10/2009 to 22/12/2009 |
Consultation on Inducements: Good and poor practices |
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SEE RESPONSES |
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| From 21/10/2009 to 30/11/2009 |
Consultation on registration, mediation and other related issues regarding the certification and assessment of CRA's systemic importance |
Credit Rating Agencies |
SEE RESPONSES |
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| Summary |
Consultation on registration, mediation and other related issues regarding the certification and assessment of CRA's systemic importance
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| Documents |
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| From 20/10/2009 to 31/12/2009 |
Consultation on common definition of European money market funds |
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SEE RESPONSES |
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| From 14/10/2009 to 14/12/2009 |
Consultation on understanding the definition of advice under MiFID |
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SEE RESPONSES |
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| Summary |
The consultation paper seeks to clarify and illustrate situations where firms will, or will not, be considered as providing investment advice. It does this using a question and answer format.
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| Documents |
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| From 29/09/2009 to 06/11/2009 |
Consultation on Trade Repositories in the European Union |
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SEE RESPONSES |
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| Summary |
The financial crisis, especially the default of Lehman Brothers, underlined the importance of a robust and adequately functioning post-trading infrastructure, highlighted the need for more transparency on exposures generated by the over-the counter (OTC) market, in particular for derivatives,… |
| Documents |
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| From 17/09/2009 to 17/11/2009 |
CESR's technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS |
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SEE RESPONSES |
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| Summary |
CESR invites responses to this consultation from all stakeholders by 17 November 2009. During the consultation, an open hearing will be held at CESR's premises, full details of which will be made available on CESR's website in due course.
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| From 04/08/2009 to 10/09/2009 |
Consultation on the addendum to CESR's consultation paper on the format and content of Key Information Document disclosures for UCITS (Ref. CESR/09-552) |
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SEE RESPONSES |
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| Summary |
CESR's proposals follow over two years of work which have included extensive consultation with stakeholders. In developing its advice, CESR has also placed great emphasis on the outcome of the consumer testing exercise carried out by the Commission. The proposed disclosure, to be known as the… |
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| From 22/07/2009 to 01/10/2009 |
Consultation on classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members |
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SEE RESPONSES |
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