| From 11/03/2016 to 22/04/2016 |
Discussion paper on draft RTS and ITS under the Securities Financing Transaction Regulation |
Post Trading |
SEE RESPONSES |
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| Summary |
The SFTR, published in December 2015, is the European Union’s response to the global initiative to bring more transparency to shadow banking activities. The new rules on transparency require both financial and non-financial market participants to report details of their securities financing… |
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| From 15/02/2016 to 31/03/2016 |
Discussion Paper Benchmarks Regulation |
Market Integrity, Benchmarks |
SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments… |
| Documents |
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| From 28/01/2016 to 31/03/2016 |
Consultation on draft guidelines on the Market Abuse Regulation |
Market Abuse, Market Integrity |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| From 23/12/2015 to 25/03/2016 |
Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation |
Trading |
SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which…
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| From 14/12/2015 to 01/02/2016 |
Consultation Paper on review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts |
Post Trading |
SEE RESPONSES |
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| Summary |
The European Securities and Markets Authority (ESMA) invites comments on all matters in this Consultation Paper on the Review of Article 26 of RTS No 153/2013 with respect to client accounts and in particular on… |
| Documents |
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| From 11/12/2015 to 01/02/2016 |
Consultation Paper on access, aggregation and comparison of TR data |
Post Trading |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 17/11/2015 to 19/02/2016 |
Validation and review of CRAs’ methodologies |
Credit Rating Agencies |
SEE RESPONSES |
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| Summary |
The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Discussion Paper on the validation and review of Credit Rating Agencies’ methodologies.
All contributions should be submitted online at www.esma… |
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| From 11/11/2015 to 29/01/2016 |
Consultation Paper on PRIIPs Key Information Documents |
Fund Management |
SEE RESPONSES |
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| Summary |
Submission of responses
The consultation paper is available on the websites of the three ESAs. Comments on this consultation paper can be sent using the response form by 29 January 2016.
Contributions not provided in the template for comments, or after the deadline will not be… |
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| From 05/11/2015 to 17/12/2015 |
Consultation on indirect clearing under EMIR and MiFIR |
Post Trading |
SEE RESPONSES |
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| Summary |
The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation Paper on Indirect clearing arrangements under EMIR and MiFIR.
All contributions should be submitted online at www.esma.europa.eu… |
| Documents |
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| From 25/09/2015 to 18/01/2016 |
Consultation Paper on the European Single Electronic Format |
Issuer disclosure, Financial reporting |
SEE RESPONSES |
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| Summary |
The European Securities and Markets Authority (ESMA) today launches its public consultation on its regulatory technical standards on the European Single Electronic Format (ESEF).
The amended Transparency Directive requires issuers listed on regulated markets to prepare their annual… |
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| From 31/08/2015 to 31/10/2015 |
Consultation on Draft implementing technical standards under MiFID II |
Trading |
SEE RESPONSES |
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| Summary |
Who should read this paper?
This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit… |
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| From 27/08/2015 to 30/09/2015 |
Consultation on Review of EMIR Article 26 of RTS 153/2013 |
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SEE RESPONSES |
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| Summary |
Discussion Paper
Review of Article 26 of EMIR RTS No 153/2013 with respect to client accounts
Responding to this paper
ESMA invites comments on all matters in this Discussion Paper on the Review of Article 26 of RTS No 153/2013 with respect to client accounts… |
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| From 31/07/2015 to 14/10/2015 |
Consultation on draft regulatory technical standards under the ELTIF Regulation |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:1. respond to the question stated;2. indicate the specific question to which… |
| Documents |
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| From 23/07/2015 to 23/10/2015 |
Guidelines on sound remuneration policies under the UCITS Directive and AIFMD |
Fund Management |
SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to… |
| Documents |
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| From 30/06/2015 to 06/08/2015 |
Consultation on Draft Regulatory Technical Standards on the CSD Regulation |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:1. respond to the question stated;2. indicate the specific question to which… |
| Documents |
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| From 23/06/2015 to 17/08/2015 |
Joint Committee consultation on Key Information Document for PRIIPS |
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SEE RESPONSES |
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| Summary |
EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Technical Discussion Paper on Risk, Performance Scenarios and Cost Disclosures in Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs).The discussion paper is available on the websites of the three… |
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| From 08/06/2015 to 27/07/2015 |
Call for evidence - Impact of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis |
Corporate Governance |
SEE RESPONSES |
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| Summary |
Responding to this Call for Evidence
ESMA invites comments on all matters in this paper and in particular on the specific questions presented throughout the paper. Comments are most helpful, if they:a. respond to the question stated;b. indicate the… |
| Documents |
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| From 11/05/2015 to 15/07/2015 |
Consultation No 4 on the Clearing Obligation under EMIR |
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SEE RESPONSES |
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| Summary |
Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation Paper on the Clearing Obligation under EMIR (no.4).All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your… |
| Documents |
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| From 23/04/2015 to 10/07/2015 |
Draft guidelines for the assessment of knowledge and competence |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites stakeholders to provide information on all matters in this paper and in particular on the specific questions summarised in Annex 1. Responses are most helpful if they:
• respond to the question stated;
• indicate the specific question to… |
| Documents |
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| From 22/04/2015 to 21/07/2015 |
Investment using virtual currency or distributed ledger technology |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites stakeholders to provide information on all matters in this paper and in particular on the specific questions summarised in Annex 1. Responses are most helpful if they:
• respond to the question stated;
• contain a clear rationale; … |
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