| From 31/01/2017 to 31/03/2017 |
Consultation on ESMA’s Guidelines on transfer of data between TRs |
Post Trading |
SEE RESPONSES |
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| Summary |
This consultation paper may be specifically of interest to trade repositories, reporting counterparties, reporting entities and CCPs as well as of interest to trade… |
| Documents |
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| From 19/12/2016 to 17/03/2017 |
Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions |
Joint Committee |
SEE RESPONSES |
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| Summary |
EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Discussion Paper on the Use of Big Data by Financial Institutions and in particular on the specific questions set out herein.… |
| Documents |
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| From 19/12/2016 to 31/01/2017 |
Technical advice to the Commission on fees for TRs under SFTR and on certain amendments of for fees under EMIR |
Post Trading |
SEE RESPONSES |
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| Summary |
Reasons for publication
On 15 January 2016 the European Securities and Markets Authority (ESMA) received a formal request from the European Commission (Commission) to provide technical advice to assist the Commission in formulating a Regulation on fees for Trade… |
| Documents |
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| From 15/12/2016 to 15/02/2017 |
Consultation - Draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR |
Post Trading |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| Documents |
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| From 10/11/2016 to 03/01/2017 |
Consultation on draft RTS on package orders for which there is a liquid market |
Trading |
SEE RESPONSES |
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| Summary |
All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from trading venues offering trading in packages and market… |
| Documents |
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| From 06/10/2016 to 06/12/2016 |
Consultation on Guidelines on the calibration, publication and reporting of trading halts |
Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which…
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| Documents |
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| From 05/10/2016 to 05/01/2017 |
Guidelines on the management body of market operators and data reporting services providers |
Trading |
SEE RESPONSES |
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| Summary |
This paper may be specifically of interest to national competent authorities, market operators (as defined in Article 4(1)(18) of Directive 2014/65/EU… |
| Documents |
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|
| From 05/10/2016 to 05/01/2017 |
Draft guidelines on MiFID II product governance requirements |
Investor protection |
SEE RESPONSES |
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| Summary |
This paper is primarily of interest to competent authorities and firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council1 (MiFID II). In… |
| Documents |
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| From 03/10/2016 to 05/12/2016 |
Consultation on draft RTS specifying the scope of the consolidated tape for non-equity financial instruments |
Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
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| Documents |
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|
| From 30/09/2016 to 30/11/2016 |
Consultation on draft RTS and ITS under SFTR and amendments to related EMIR RTS |
Post Trading, Securities Financing Transactions |
SEE RESPONSES |
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| Summary |
Responding to this paper
The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in Draft RTS and ITS under SFTR and amendments to related EMIR RTS, published on the ESMA website.
Instructions
Please… |
| Documents |
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| From 29/09/2016 to 02/12/2016 |
Consultation on Draft technical standards under the Benchmarks Regulation |
Benchmarks |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a…
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| Documents |
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| From 20/09/2016 to 21/11/2016 |
Consultation on the trading obligation for derivatives under MiFIR |
Trading |
SEE RESPONSES |
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| Summary |
All interested stakeholders are invited to respond to this discussion paper. In particular, responses are sought from trading venues and from counterparties trading OTC… |
| Documents |
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|
| From 15/07/2016 to 23/09/2016 |
Call for evidence on asset segregation |
Fund Management |
SEE RESPONSES |
|
| Summary |
This document will be of interest to (i) depositaries of alternative investment funds and UCITS and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds and UCITS managers and their trade associations, as well as (iii)… |
| Documents |
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| From 13/07/2016 to 05/09/2016 |
Consultation on the clearing obligation for financial counterparties with a limited volume of activity |
Post Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a clear… |
| Documents |
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|
| From 13/07/2016 to 22/08/2016 |
Consultation on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies |
Credit Rating Agencies |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain…
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| Documents |
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| From 02/06/2016 to 02/09/2016 |
Consultation on the Distributed Ledger Technology Applied to Securities Markets |
Digital Finance and Innovation, Risk monitoring |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: … |
| Documents |
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| From 31/05/2016 to 30/06/2016 |
Guidelines on participant default rules and procedures under CSDR |
Guidelines and Technical standards, Post Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which…
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| Documents |
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|
| From 27/05/2016 to 30/06/2016 |
Consultation Paper on ESMA technical advice on Benchmarks Regulation |
Market Integrity, Benchmarks |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most… |
| Documents |
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|
| From 06/04/2016 to 06/06/2016 |
Discussion Paper on UCITS share classes |
Fund Management |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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| Documents |
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| From 30/03/2016 to 20/05/2016 |
Consultation on future MAR list of information regarding commodity and spot markets |
Market Abuse, Market Integrity |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment…
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| Documents |
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