| From 19/07/2010 to 16/08/2010 |
Consultation on Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations |
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SEE RESPONSES |
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| Summary |
This consultation paper sets out CESR's proposal for the possible organisation of transaction reporting on OTC derivatives as well as for the extension of the scope of transaction reporting obligations.
CESR's proposal on transaction reporting on OTC derivatives is based on the assumption… |
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| From 19/07/2010 to 16/08/2010 |
Consultation on Standardisation and exchange trading of OTC derivatives |
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SEE RESPONSES |
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| Summary |
Following the financial market turmoil which began in 2007, a number of regulatory initiatives have been launched to address the problems identified in Europe and the United States in relation to the derivatives traded over-the-counter (OTC).
In this regard, the Commission's communication… |
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| From 12/07/2010 to 09/08/2010 |
Consultation on CESR's advice in the context of the MiFID Review |
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SEE RESPONSES |
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| Summary |
In the context of its review of the Markets in Financial Instruments Directive (MiFID), the European Commission (EC) posed a series of questions to CESR. The purpose of this consultation is to gather stakeholders' views on client categorisation issues to assist CESR in its responses to the… |
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| From 17/05/2010 to 18/06/2010 |
Consultation on Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3) |
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SEE RESPONSES |
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| Summary |
The purpose of this consultation document is to seek comments on the conclusions CESR has drawn for setting guidelines on common standards for assessing compliance of credit rating methodologies with the requirements set out in Article 8.3.
The consultation period closes on 18 June 2010.… |
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| From 17/05/2010 to 18/06/2010 |
Consultation on Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation |
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SEE RESPONSES |
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| Summary |
The purpose of this consultation document is to seek comments on the conclusions CESR has drawn for setting guidelines on enforcement practices applicable as part of ongoing supervision as well as on the interaction expected between CRAs and competent authorities.
The consultation period… |
| Documents |
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| From 07/05/2010 to 04/06/2010 |
Consultation on CESR's advice in the context of the MiFID Review: Non-equity markets transparency |
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SEE RESPONSES |
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| Summary |
The Markets in Financial Instruments Directive (MiFID) came into force on 1 November 2007. It introduced significant changes to the European regulatory framework for equity secondary markets, leaving open to Member States the possibility to extend transparency requirements to financial… |
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| From 23/04/2010 to 15/07/2010 |
Consultation on amending the Prospectuses Regulations for mineral companies |
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SEE RESPONSES |
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| From 19/04/2010 to 31/05/2010 |
Consultation on CESR's Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS |
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SEE RESPONSES |
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| From 13/04/2010 to 31/05/2010 |
Consultation on CESR's advice in the context of the MiFID Review |
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SEE RESPONSES |
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| From 13/04/2010 to 31/05/2010 |
Consultation on CESR's advice in the context of the MiFID Review |
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SEE RESPONSES |
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| From 13/04/2010 to 31/05/2010 |
Consultation on CESR's advice to the Commission in the context of the MiFID Review |
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SEE RESPONSES |
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| From 01/04/2010 to 30/04/2010 |
Call for evidence on micro-structural issues of the European equity markets |
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SEE RESPONSES |
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| From 09/02/2010 to 31/03/2010 |
CESR proposal to extend major shareholding notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares |
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SEE RESPONSES |
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| From 29/01/2010 to 14/04/2010 |
Consultation on guidance to report transactions on OTC derivative instruments |
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SEE RESPONSES |
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| From 18/12/2009 to 09/04/2010 |
Call for evidence on cross-sector internal governance issues |
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SEE RESPONSES |
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| From 27/10/2009 to 30/11/2009 |
Call for evidence - The use of a standard reporting format |
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SEE RESPONSES |
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| From 22/10/2009 to 22/12/2009 |
Consultation on Inducements: Good and poor practices |
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SEE RESPONSES |
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| From 21/10/2009 to 30/11/2009 |
Consultation on registration, mediation and other related issues regarding the certification and assessment of CRA's systemic importance |
Credit Rating Agencies |
SEE RESPONSES |
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| Summary |
Consultation on registration, mediation and other related issues regarding the certification and assessment of CRA's systemic importance
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| From 20/10/2009 to 31/12/2009 |
Consultation on common definition of European money market funds |
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SEE RESPONSES |
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| From 14/10/2009 to 14/12/2009 |
Consultation on understanding the definition of advice under MiFID |
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SEE RESPONSES |
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| Summary |
The consultation paper seeks to clarify and illustrate situations where firms will, or will not, be considered as providing investment advice. It does this using a question and answer format.
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