CONSULTATIONS

514 ALL CONSULTATIONS

Date Title Section Respond Info
From 29/09/2017 to 30/11/2017 Consultation on draft Guidelines for non-significant benchmarks Benchmarks, Guidelines and Technical standards SEE RESPONSES
Summary

Responding to this paper

ESMA invites responses to the questions set out throughout this Consultation Paper. Responses are most helpful if they:

  • respond to the question stated;

  • contain a clear rationale; and

  • describe…
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From 13/07/2017 to 13/10/2017 Consultation on Guidelines on certain aspects of the MiFID II suitability requirements Investor protection SEE RESPONSES
Summary

This paper is primarily of interest to competent authorities and firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council (MiFID…
Documents
From 10/07/2017 to 14/09/2017 Consultation on guidelines on Internalised Settlement Reporting under Article 9 of CSDR Post Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which…
Documents
From 07/07/2017 to 04/09/2017 Consultation on the evaluation of certain aspects of the Short-Selling Regulation Market Integrity SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment…
Documents
From 06/07/2017 to 28/09/2017 Consultation on technical advice under the new Prospectus Regulation Prospectus SEE RESPONSES
Summary

These Consultation Papers may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market…
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From 19/06/2017 to 31/07/2017 Consultation on trading obligation for derivatives under MiFIR Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which…
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From 01/06/2017 to 24/08/2017 Consultation on guidelines on CCPs' conflict of interest management Post Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which…
Documents
From 24/05/2017 to 07/08/2017 Draft technical advice, implementing technical standards and guidelines under the MMF Regulation Fund Management SEE RESPONSES
Summary

Responding to this paper

The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in Consultation Paper on Draft technical advice, implementing technical standards and guidelines under the MMF Regulation (MMF), published on…
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From 04/04/2017 to 03/07/2017 Update of the guidelines on the application of the endorsement regime under Article 4(3) of the CRA Regulation Credit Rating Agencies SEE RESPONSES
Summary

Responding to this paper

The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in Consultation Paper on update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation (CRA…
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From 31/01/2017 to 31/03/2017 Consultation on ESMA’s Guidelines on transfer of data between TRs Post Trading SEE RESPONSES
Summary

This consultation paper may be specifically of interest to trade repositories, reporting counterparties, reporting entities and CCPs as well as of interest to trade…
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From 19/12/2016 to 31/01/2017 Technical advice to the Commission on fees for TRs under SFTR and on certain amendments of for fees under EMIR Post Trading SEE RESPONSES
Summary

Reasons for publication

On 15 January 2016 the European Securities and Markets Authority (ESMA) received a formal request from the European Commission (Commission) to provide technical advice to assist the Commission in formulating a Regulation on fees for Trade…
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From 19/12/2016 to 17/03/2017 Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions Joint Committee SEE RESPONSES
Summary

EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Discussion Paper on the Use of Big Data by Financial Institutions and in particular on the specific questions set out herein.…
Documents
From 15/12/2016 to 15/02/2017 Consultation - Draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR Post Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

    …
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From 10/11/2016 to 03/01/2017 Consultation on draft RTS on package orders for which there is a liquid market Trading SEE RESPONSES
Summary

All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from trading venues offering trading in packages and market…
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From 06/10/2016 to 06/12/2016 Consultation on Guidelines on the calibration, publication and reporting of trading halts Trading SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which…
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From 05/10/2016 to 05/01/2017 Guidelines on the management body of market operators and data reporting services providers Trading SEE RESPONSES
Summary

This paper may be specifically of interest to national competent authorities, market operators (as defined in Article 4(1)(18) of Directive 2014/65/EU…
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From 05/10/2016 to 05/01/2017 Draft guidelines on MiFID II product governance requirements Investor protection SEE RESPONSES
Summary

This paper is primarily of interest to competent authorities and firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council1 (MiFID II). In…
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From 03/10/2016 to 05/12/2016 Consultation on draft RTS specifying the scope of the consolidated tape for non-equity financial instruments Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
    …
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From 30/09/2016 to 30/11/2016 Consultation on draft RTS and ITS under SFTR and amendments to related EMIR RTS Post Trading, Securities Financing Transactions SEE RESPONSES
Summary

Responding to this paper

The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in Draft RTS and ITS under SFTR and amendments to related EMIR RTS, published on the ESMA website.

Instructions

Please…
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From 29/09/2016 to 02/12/2016 Consultation on Draft technical standards under the Benchmarks Regulation Benchmarks SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a…
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