Consultation on understanding the definition of advice under MiFID

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The consultation paper seeks to clarify and illustrate situations where firms will, or will not, be considered as providing investment advice. It does this using a question and answer format.

Activity Institution Download
Banking CECA
  • 8758
Bredin Prat
  • 8756
Investment Services NATIXIS SA
  • 8757
Banking Deutsche Bank AG
  • 8755
Banking Association of Foreign Banks in Germany
  • 8747
Banking Spanish Banking Association
  • 8754
Banking CCIF
  • 8752
Investment Services ASSOSIM
  • 8746
Banking Nafop Association
  • 8753
Investment Services Joint response by AFME and FOA
  • 8751
Banking European Association of Co-operative Banks (EACB)
  • 8749
Baker & McKenzie LLP
  • 8750
Investment Services BNP PARIBAS
  • 8748
Banking FBF (French Banking Federation)
  • 8761
ILAG
  • 8763
Investment Services FOGAIN
  • 8764
Banking Caixa Geral de Dep
  • 8762
Banking VuV- Verband unabh
  • 8765
Investment Services AMAFI
  • 8768
Investment Services CNCIF
  • 8769
Banking European Savings Banks Group
  • 8824
De Brauw Blackstone Westbroek
  • 8822
Association Fran
  • 8823
Assogestioni
  • 8820
Bonelli Erede Pappalardo Studio Legale
  • 8821
Investment Services City of London Law Society Regulatory Law Committee
Investment Services City of London Law Society Regulatory Law Committee
  • 8818
EFAMA
  • 8819
Banking DVFA
  • 8817
Investment Services Legal & General
  • 8815
Banking BRITISH BANKERS ASSOCIATION
  • 8816
Investment Services N/A
  • 8813
Investment Services Bloomberg
  • 8814
Investment Services NSA
  • 8833
Banking ANASF
  • 8827
F
  • 8839
Investment Services Brewin Dolphin Limited
  • 8837
Banking ANACOFI
  • 8838
Banking Federation of Finnish Financial Services
  • 8836
Aviva Investors
  • 8835
Banking F
  • 8834
Slaughter and May
  • 8832
Association of British Insurers (ABI)
  • 8831
Hengeler Mueller
  • 8829
Banking Danish Shareholders Association
  • 8830
Investment Services BVI Bundesverband Investment und Asset Management e. V.
  • 8828
Banking European Banking Federation
  • 8826
Banking Advisory Committee of the CNMV
  • 8825
Banking ABI
  • 8851
Banking European Financial Planning Association (EFPA)
  • 8852
Investment Services Verband der Finanzdienstleistungsinstitute e.V.
  • 8858
Banking Finra
  • 8859
Banking QCA
  • 8860
Banking Division Banking and Insurance
  • 8856
Banking Febelfin
  • 8862