CONSULTATIONS

In the secondary markets area, MiFID is designed to foster competition among trading venues on the basis of a regulatory level playing field and in an environment of market transparency aimed at supporting market efficiency and investor protection.

One year on, CESR considers it…

In May 2007, CESR published the CESR Level 3 Guidelines on MiFID transaction reporting (Ref. CESR/07-301). The guidelines covered non-technical issues where there was a need for a harmonised approach by CESR Members: transaction reporting by branches; scope of the transaction reporting…

CESR and ERGEG would welcome responses to the questions raised in this consultation paper, or other comments on the subject of this paper, which should be provided by 24 November 2008.

All contributions shall be submitted via e-mail to ERGEG (mail to fis@ergeg.org) and online via CESR

CESR and the ESCB publish these draft recommendations for public consultation in the context of the joint work being undertaken by the ESCB and the CESR in the field of securities clearing and settlement. Part 1 of the consultation paper contains 19 recommendations, which deal with central…

CESR is continuing in its efforts to prepare ground for convergent implementation and application of the Market Abuse regime by ensuring that a common approach to the operation of the Directive takes place throughout the EU amongst supervisors. In July 2007, CESR confirmed that CESR-Pol will…

CESR provides in this advice details of its work and conclusions concerning the equivalence of Indian GAAP in accordance with a mandate from the European Commission.

CESR expects to submit the final advice to the Commission in early November.

Pursuant to Directive 85/611/EEC, a UCITS, its management company and its depositary must be located in the same Member State. All activities related to collective portfolio management and administration of the UCITS are subject to the law of one Member State (ie the Member State in which the…

This call for evidence aims to identify regulatory arrangements for post-trading infrastructures and to advise on possible solutions in terms of bridging any potential differences in post-trading arrangements in the Member States.

This consultation paper proposes a framework for guidelines concerning risk management, providing principles and an outline of the key elements for a standard in the risk management process. The principles will be complemented by a paper on the aforesaid technical and quantitative issues related…

In the joint consultation paper ERGEG and CESR advise the European Commission to explore a tailor-made EU market abuse framework for the electricity and gas sector, and note that there are substantial interdependencies between electricity and gas markets and some other markets, such as emission…

CESR invites all interested parties to submit their views as to what CESR should consider in its advice to the European Commission.

All contributions can be submitted online via CESR's website under the heading Consultations at www.cesr.eu by 22 August 2008.

Due to the tight…

The public consultation period begins today and runs until 3 October 2008.

All interested parties are invited to send their comments to the following e-mail address: m&a@c-ebs.org.

Early responses will be greatly appreciated. Comments will be published on CESR's, CEBS', and…

This document is published for consultation. Comments are invited on all aspects of the CESR statement.

The consultation period ends on 12 September 2008. Respondents are invited to send their comments via CESR website (www.cesr.eu) under the section

CESR is continuing in its efforts to prepare ground for convergent implementation and application of the Market Abuse regime by ensuring that a common approach to the operation of the Directive takes place throughout the EU amongst supervisors.

This set of guidance will be published for…

The Committee of European Securities Regulators (CESR) and the Committee of European Banking Supervisors (CEBS) consult jointly on the Joint Call for Technical Advice related to the review under Articles 65(3)(a), (b) and (d) of MiFID and Article 48(2) of the Capital Adequacy Directive (CAD III…

CESR provides in this advice details of its work and conclusions concerning certain third country GAAPs in accordance with a mandate from the European Commission.

This document addresses CESR's work concerning a potential decision on the equivalence of the accounting standards of two of…

In December 2007 the European Commission issued a joint mandate to the Committee of European Securities Regulators (CESR) and the European Regulators Group for Electricity and Gas (ERGEG) with a Call for Technical Advice related to Articles 22f and 24f and Recitals 20 and 22 respectively in the…

In September 2007 the EU Commission issued an additional request for CESR to review the role of credit rating agencies (CRAs) as part of its annual report on their compliance with the IOSCO Code.

The purpose of the consultation document published today is to seek comments on the…

In December 2007 the European Commission issued a Call for Technical Advice related to the review under Articles 65(3)(a), (b) and (d) of MiFID and Article 48(2) of the CRD. CESR and CEBS are requested to deliver its technical advice by end-July 2008.

In order to prepare this advice, CESR…