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ESMA_QA_1900
Topic
Transparency of net short positions
13/09/2012
Subject Matter
Trading days to use for the notifications or disclosures
Question
Which trading days should be used for the purpose of the timetable for making a notification or disclosure?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1899
Topic
Transparency of net short positions
13/09/2012
Subject Matter
Date and time of first notification and/or publication
Question
When and for which trading day must the first notification and/or publication pursuant to Articles 5 to 10 of the regulation be submitted?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1946
Topic
Uncovered short sales
13/09/2012
Subject Matter
Sovereign debt - Market operators considered as third parties with whom arrangements can be made
Question
A market operator who manages a regulated market for sovereign debt can be considered a third party in accordance with Article 8(1)(f) of ITS?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1945
Topic
Uncovered short sales
13/09/2012
Subject Matter
Covering of a short sale on sovereign debt with a repo contract
Question
Could a short sale on sovereign debt be considered covered by a repo contract executed in the days following the short sale but with the same settlement date as the short sale (e.g. a spot next repo for a T+3 cash sale)?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1944
Topic
Uncovered short sales
13/09/2012
Subject Matter
Sovereign debt securities in foreign currency
Question
Are foreign currency bonds of EU Member States also covered by the restrictions on uncovered short sales in sovereign debts?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012