Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
7056 documents
Date Reference Title Sections Type Main document Info
ESMA50-1490586361-4009 ESMA launches Data Strategy for the next five years - Press Release About ESMA, Market data, Press Releases Press Release DOWNLOAD 144.89 KB
ESMA50-157-3404 ESMA Data Strategy 2023-2028 About ESMA, Market data Reference DOWNLOAD 563.8 KB
ESMA74-1865191303-15394 Procedure for exemption of MiFIR access provisions for trading venues as regards exchange-traded derivatives Trading Reference DOWNLOAD 251.48 KB
ESMA70-155-13049 Decision on the assessment regarding third country trading venues for the purposes of Articles 57(4) of MiFID Board of Supervisors, Trading Decision DOWNLOAD 102.82 KB
ESMA70-155-13051 Decision of the adoption of non-controversial opinions on position limits Board of Supervisors, Trading Decision DOWNLOAD 127.14 KB
ESMA70-155-13050 Decision of the assessment regarding third country trading venues for the purposes of Articles 20 and 21 of MiFIR Board of Supervisors, Trading Decision DOWNLOAD 100.91 KB
ESMA70-155-13020 Decision on the adoption of opinions on pre-trade transparency waivers Board of Supervisors, Trading Decision DOWNLOAD 164.03 KB
ESMA34-32-352 Q&A on the Application of the AIFMD Fund Management, Supervisory convergence Q&A DOWNLOAD 805.75 KB
ESMA34-43-392 Q&A on the application of the UCITS Directive Fund Management Q&A DOWNLOAD 855.36 KB
ESMA Newsletter Newsletter May 2023 ESMA newsletter Reference DOWNLOAD 8.81 MB
ESA 2023 11 ESAs letter to the European Commission on EMIR bilateral margining framework and equity options Post Trading Letter DOWNLOAD 186.11 KB
ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
Related documents
Summary
Translated versions BG , DE , EL , ES , FR , GA , IT , NL , PL , PT , SV
ESMA80-416-203 Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Reference DOWNLOAD 25.5 KB
Related documents
Summary
Translated versions CS , SL , DA , ET , FI , HR , HU , LT , LV , MT , RO , SK
2013/1358 AIFMD reporting IT technical guidance (rev 6) [updated] Fund Management Reference DOWNLOAD 453.06 KB
Related documents
Summary

The IT technical guidance (2013/1358) contains the following set of documents:

  • IT technical guidance in which is included the description of changes performed on the technical guidance and/or XSD documents in sheet “change history”,
  • XML samples for AIFM and AIF reports,
  • Excel version of Annex III – “Table of geographical areas”,
  • Excel version of Annex II – Tables 1-10,
  • Current version of XSD documents (Version 1.2)

Questions regarding technical support should be sent to info.it.aifmd@esma.europa.eu. Each AIFM should contact directly the national competent authorities to know how the filling of the XML reports will be handled at national level.

 

Rev 6 publication

The IT technical guidance revision 6 has been applicable since 22 November 2023. 

The IT technical guidance revision 6 introduces new validation rules making more fields mandatory or with stricter rules to improve data quality. The new changes are specified in the tab ‘change history’ of the excel document. 

Reporting entities should use the version revision 6 to submit reports required under Articles 3(3)(d) and 24(1), (2) and (4) of AIFMD as of November 2023. The reference period for the first reporting under this revision is Y1,H2,Q4 or X2 2023.
Translated versions
ESMA24-225943895-196 Natasha Cazenave's speech at the NBS Conference, 6 June 2023 Speeches Speech DOWNLOAD 162.28 KB
Related documents
Summary

30 years of capital markets in Slovakia – NBS
Translated versions
ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A DOWNLOAD 439.13 KB
ESMA71-545613100-2330 Verena Ross' speech at the European Financial Congress, 5 June 2023 Speeches Speech DOWNLOAD 65.36 KB
ESMA42-111-7570 Follow-up Peer Review on Guidelines on ETFs and other UCITS issues Supervisory convergence Report DOWNLOAD 925.06 KB
ESMA60-1389274163-2560 Stress testing MMFs in the EU – First evidence from fund reporting Fund Management, Market data, Risk monitoring Reference DOWNLOAD 369.36 KB
ESMA91-372-2067 Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 164.11 KB
Related documents
Summary
Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV