| From 31/08/2015 to 31/10/2015 |
Consultation on Draft implementing technical standards under MiFID II |
Trading |
SEE RESPONSES |
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| Summary |
Who should read this paper?
This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit… |
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| From 27/08/2015 to 30/09/2015 |
Consultation on Review of EMIR Article 26 of RTS 153/2013 |
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SEE RESPONSES |
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| Summary |
Discussion Paper
Review of Article 26 of EMIR RTS No 153/2013 with respect to client accounts
Responding to this paper
ESMA invites comments on all matters in this Discussion Paper on the Review of Article 26 of RTS No 153/2013 with respect to client accounts… |
| Documents |
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| From 31/07/2015 to 14/10/2015 |
Consultation on draft regulatory technical standards under the ELTIF Regulation |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:1. respond to the question stated;2. indicate the specific question to which… |
| Documents |
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| From 23/07/2015 to 23/10/2015 |
Guidelines on sound remuneration policies under the UCITS Directive and AIFMD |
Fund Management |
SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to… |
| Documents |
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| From 30/06/2015 to 06/08/2015 |
Consultation on Draft Regulatory Technical Standards on the CSD Regulation |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:1. respond to the question stated;2. indicate the specific question to which… |
| Documents |
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| From 23/06/2015 to 17/08/2015 |
Joint Committee consultation on Key Information Document for PRIIPS |
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SEE RESPONSES |
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| Summary |
EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Technical Discussion Paper on Risk, Performance Scenarios and Cost Disclosures in Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs).The discussion paper is available on the websites of the three… |
| Documents |
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| From 08/06/2015 to 27/07/2015 |
Call for evidence - Impact of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis |
Corporate Governance |
SEE RESPONSES |
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| Summary |
Responding to this Call for Evidence
ESMA invites comments on all matters in this paper and in particular on the specific questions presented throughout the paper. Comments are most helpful, if they:a. respond to the question stated;b. indicate the… |
| Documents |
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| From 11/05/2015 to 15/07/2015 |
Consultation No 4 on the Clearing Obligation under EMIR |
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| Summary |
Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation Paper on the Clearing Obligation under EMIR (no.4).All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your… |
| Documents |
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| From 23/04/2015 to 10/07/2015 |
Draft guidelines for the assessment of knowledge and competence |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites stakeholders to provide information on all matters in this paper and in particular on the specific questions summarised in Annex 1. Responses are most helpful if they:
• respond to the question stated;
• indicate the specific question to… |
| Documents |
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| From 22/04/2015 to 21/07/2015 |
Investment using virtual currency or distributed ledger technology |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites stakeholders to provide information on all matters in this paper and in particular on the specific questions summarised in Annex 1. Responses are most helpful if they:
• respond to the question stated;
• contain a clear rationale; … |
| Documents |
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| From 24/03/2015 to 15/06/2015 |
Consultation on draft guidelines on complex debt instruments and structured deposits |
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SEE RESPONSES |
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| Summary |
Who should read this paper
This paper is primarily of interest to competent authorities and firms that are subject to MiFID, in particular, investment firms and credit institutions performing investment services and activities. This paper is also important for trade… |
| Documents |
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| From 20/03/2015 to 20/05/2015 |
Call for evidence on private and bilateral SFIs |
Credit Rating Agencies |
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| Summary |
This call for evidence should be read by all those involved in the EU securitisation markets. It is particularly targeted at the following market participants and the groups and trade associations who represent them:
• Issuers, originators and sponsors of Structured… |
| Documents |
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| From 18/02/2015 to 20/03/2015 |
Addendum Consultation Paper on MiFID II/MiFIR |
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SEE RESPONSES |
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| Summary |
18/02/2015 to 20/03/2015
Who should read this paper?This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit… |
| Documents |
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| From 03/02/2015 to 31/03/2015 |
Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry |
Credit Rating Agencies |
SEE RESPONSES |
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| Summary |
The European Securities and Markets Authority (ESMA) has published a call for evidence as part of the development of Technical Advice for the European Commission on the functioning of the credit rating industry and the evolution of the markets for structured finance instruments as required by… |
| Documents |
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| From 23/12/2014 to 27/03/2015 |
Discussion Paper - Share Classes of UCITS |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates… |
| Documents |
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| From 23/12/2014 to 13/03/2015 |
Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation |
Credit Rating Agencies, Joint Committee |
SEE RESPONSES |
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| Summary |
Responding to this paper
EBA, ESMA and EIOPA (the ESAs) invite comments on all matters of this discussion paper and, in particular, on the specific questions listed in Annex I. Comments are most helpful if they:
• indicate the number of the question to which the comments… |
| Documents |
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| From 19/12/2014 to 02/03/2015 |
Consultation on MiFID II/MiFIR |
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SEE RESPONSES |
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| Summary |
Who should read this paper?
This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms, credit institutions performing… |
| Documents |
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| From 19/12/2014 to 30/03/2015 |
Consultation on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP) |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:1. respond to the question stated;2. indicate the specific question to… |
| Documents |
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| From 18/12/2014 to 19/02/2015 |
Consultation on Technical Standards under the CSD Regulation |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets. CSDR and the related technical standards will affect not only CSDs but also their participants, CCPs, and other entities, directly (e.g. settlement internalisers subject to the… |
| Documents |
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| From 18/12/2014 to 19/02/2015 |
Consultation on Technical Advice under the CSD Regulation |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets, in particular CSDs, CSD participants, CCPs, market participants, and issuers.Responding to this paperESMA invites comments on all matters in this paper and in particular on the… |
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