| From 08/06/2015 to 27/07/2015 |
Call for evidence - Impact of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis |
Corporate Governance |
SEE RESPONSES |
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| Summary |
Responding to this Call for Evidence
ESMA invites comments on all matters in this paper and in particular on the specific questions presented throughout the paper. Comments are most helpful, if they:a. respond to the question stated;b. indicate the… |
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| From 11/05/2015 to 15/07/2015 |
Consultation No 4 on the Clearing Obligation under EMIR |
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SEE RESPONSES |
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| Summary |
Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation Paper on the Clearing Obligation under EMIR (no.4).All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your… |
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| From 23/04/2015 to 10/07/2015 |
Draft guidelines for the assessment of knowledge and competence |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites stakeholders to provide information on all matters in this paper and in particular on the specific questions summarised in Annex 1. Responses are most helpful if they:
• respond to the question stated;
• indicate the specific question to… |
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| From 22/04/2015 to 21/07/2015 |
Investment using virtual currency or distributed ledger technology |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites stakeholders to provide information on all matters in this paper and in particular on the specific questions summarised in Annex 1. Responses are most helpful if they:
• respond to the question stated;
• contain a clear rationale; … |
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| From 24/03/2015 to 15/06/2015 |
Consultation on draft guidelines on complex debt instruments and structured deposits |
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SEE RESPONSES |
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| Summary |
Who should read this paper
This paper is primarily of interest to competent authorities and firms that are subject to MiFID, in particular, investment firms and credit institutions performing investment services and activities. This paper is also important for trade… |
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| From 20/03/2015 to 20/05/2015 |
Call for evidence on private and bilateral SFIs |
Credit Rating Agencies |
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| Summary |
This call for evidence should be read by all those involved in the EU securitisation markets. It is particularly targeted at the following market participants and the groups and trade associations who represent them:
• Issuers, originators and sponsors of Structured… |
| Documents |
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| From 18/02/2015 to 20/03/2015 |
Addendum Consultation Paper on MiFID II/MiFIR |
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SEE RESPONSES |
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| Summary |
18/02/2015 to 20/03/2015
Who should read this paper?This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit… |
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| From 03/02/2015 to 31/03/2015 |
Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry |
Credit Rating Agencies |
SEE RESPONSES |
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| Summary |
The European Securities and Markets Authority (ESMA) has published a call for evidence as part of the development of Technical Advice for the European Commission on the functioning of the credit rating industry and the evolution of the markets for structured finance instruments as required by… |
| Documents |
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| From 23/12/2014 to 27/03/2015 |
Discussion Paper - Share Classes of UCITS |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates… |
| Documents |
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| From 23/12/2014 to 13/03/2015 |
Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation |
Credit Rating Agencies, Joint Committee |
SEE RESPONSES |
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| Summary |
Responding to this paper
EBA, ESMA and EIOPA (the ESAs) invite comments on all matters of this discussion paper and, in particular, on the specific questions listed in Annex I. Comments are most helpful if they:
• indicate the number of the question to which the comments… |
| Documents |
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| From 19/12/2014 to 02/03/2015 |
Consultation on MiFID II/MiFIR |
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SEE RESPONSES |
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| Summary |
Who should read this paper?
This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms, credit institutions performing… |
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| From 19/12/2014 to 30/03/2015 |
Consultation on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP) |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:1. respond to the question stated;2. indicate the specific question to… |
| Documents |
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| From 18/12/2014 to 19/02/2015 |
Consultation on Technical Standards under the CSD Regulation |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets. CSDR and the related technical standards will affect not only CSDs but also their participants, CCPs, and other entities, directly (e.g. settlement internalisers subject to the… |
| Documents |
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| From 18/12/2014 to 19/02/2015 |
Consultation on Technical Advice under the CSD Regulation |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets, in particular CSDs, CSD participants, CCPs, market participants, and issuers.Responding to this paperESMA invites comments on all matters in this paper and in particular on the… |
| Documents |
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| From 18/12/2014 to 19/02/2015 |
Consultation on Guidelines on Access to a CCP or a Trading Venue by a CSD |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest especially to central securities depositories (CSDs), central counterparties (CCPs), trading venues and their competent authorities, in the context of access to a CCP or a trading venue by a CSD in accordance with Article 53 of… |
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| From 01/12/2014 to 30/01/2015 |
Consultation on Guidelines on asset segregation under the AIFMD |
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SEE RESPONSES |
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| Summary |
Who should read this paper
his document will be of interest to (i) depositaries of alternative investment funds and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds managers and their trade associations, as… |
| Documents |
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| From 10/11/2014 to 13/02/2015 |
Consultation on Review of the technical standards on reporting under Article 9 of EMIR |
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SEE RESPONSES |
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| Summary |
Who should read this paper
All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from
financial and non-financial counterparties of OTC derivatives transactions, central counterparties (CCPs) and trade repositories (TRs).… |
| Documents |
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| From 07/11/2014 to 08/01/2015 |
Call for evidence on AIFMD passport and third country AIFMs |
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SEE RESPONSES |
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| Summary |
Who should read this paper- EU and non-EU fund managers and advisors, and their representatives- EU and non-EU investors and their… |
| Documents |
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| From 01/10/2014 to 06/11/2014 |
Consultation on clearing obligation under EMIR - no3 |
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SEE RESPONSES |
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| Summary |
Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from financial and non-financial counterparties of OTC derivatives transactions which will be subject to the clearing obligation, as well as central… |
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| From 29/09/2014 to 01/11/2014 |
Consultation on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation |
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SEE RESPONSES |
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| Summary |
Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. It will primarily be of interest to credit institutions and investment firms who need to calculate their credit risk exposure under the Capital Requirements Regulation (EU) No 575/2013 of 26… |
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