Guidelines on certain aspects of the MiFID compliance function requirements

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Guidelines on certain aspects of the MiFID compliance function requirements

Activity Institution Download
Individuals Chris Barnard
  • 10019
Investment Services FOGAIN(Spanish investment firms Working Group)
  • 10055
ALCO
  • 10058
Asset Management AFG
  • 10060
Others CNMV advisory committee (Spain)
  • 10064
Banking Association of Danish Mortgage Banks and the Danish Mortgage Banks´ Federation
  • 10067
Banking BNP PARIBAS
  • 10069
Others ESMA SMSG
  • 10073
Investment Services AMAFI
  • 10076
Banking BPCE
  • 10077
Others Investment and Life Assurance Group Ltd
  • 10080
Others Association of Private Client Investment Mangers and Stockbrokers
  • 10082
Banking Deutsche Bank
  • 10084
Banking European Association of Co-operative Banks (EACB)
  • 10086
Others The British Standards Institution
  • 10088
Asset Management Natixis Asset Management
  • 10090
Asset Management BVI Bundesverband Investment und Asset Management
  • 10092
Investment Services Czech Association of Securities Brokers
  • 10093
Asset Management Investment Management Association
  • 10097
Futures and Options Association
  • 10099
Banking Unicredit Group
  • 10102
Others Federation of Finnish Financial Services
  • 10103
Banking ABI - Associazione Bancaria Italiana
  • 10104
EFAMA
  • 10106
Banking Dutch Banking Association (NVB)
  • 10108
ALFI
  • 10110
Others UNI Europa Finance
  • 10111
Investment Services Swedish Securities Dealers Association
  • 10112
Banking German Banking Industry Committee
  • 10116
Banking Hungarian Banking Association
  • 10118
Banking European Banking Federation
  • 10122
Banking Luxembourg Bankers' Association
  • 10123
Investor Relations FSA Consumer Panel
  • 10125
Banking Caixa Geral de Depósitos, SA
  • 10128
Others PricewaterhouseCoopers
  • 10129
Banking European Association of Public Banks, EAPB
  • 10130
Others Assogestioni - Italian Investment Management Association
  • 10131
Banking French Banking Federation
  • 10136
Banking Association for Financial Markets in Europe (AFME)
  • 10137
Banking Barclays
  • 10138
Others International Financial Data Services
  • 10142
Others Managed Funds Association
  • 10143
Banking ESBG
  • 10149
Asset Management AIMA
  • 10151
Legal and Accountancy CLLS
  • 10198