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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

7056 documents
Date Sort ascending Reference Title Sections Type Main document Info
2011/412_et Valuutaga kauplemine Warnings and publications for investors Investor Warning DOWNLOAD 38.66 KB
2011/412_nl Handel in valuta Warnings and publications for investors Investor Warning DOWNLOAD 38.49 KB
2011/412_da Valutahandel (forex) Warnings and publications for investors Investor Warning DOWNLOAD 41.41 KB
2011/412_cs Obchodování s cizí měnou (forex trading) Warnings and publications for investors Investor Warning DOWNLOAD 186.3 KB
2011/412_bg Търговия с чуждестранна валута (Форекс) Warnings and publications for investors Investor Warning DOWNLOAD 191.58 KB
2011/330 final ESMA 2012 Work Programme About ESMA Reference DOWNLOAD 751.64 KB
2011/457 ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities Press Releases, Trading Press Release DOWNLOAD 151.9 KB
2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2011/464 Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA Credit Rating Agencies Technical Standards DOWNLOAD 485.78 KB
2011/463 Final report - Regulatory technical standards on the information for registration and certification of credit rating agencies Credit Rating Agencies Technical Standards DOWNLOAD 444.79 KB
2011/462 Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation Credit Rating Agencies Technical Standards DOWNLOAD 445.83 KB
2011/461 Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 Credit Rating Agencies Technical Standards DOWNLOAD 555.25 KB
2011/446 Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements Investor protection Consultation Paper DOWNLOAD 393.94 KB
2011/445 Consultation paper on guidelines on certain aspects of the MiFID suitability requirements Investor protection Consultation Paper DOWNLOAD 355.06 KB
2011/460 Press Release - ESMA extends transitional period for use of non-EU credit ratings, Australian CRA regime endorsed Credit Rating Agencies, Press Releases Press Release DOWNLOAD 164.63 KB
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2011/444 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 1.15 MB
ESA-ESRB 2011 Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures About ESMA Reference DOWNLOAD 60.92 KB
2011/431 Global regulators discuss OTC derivatives regulation Press Releases, Trading Press Release DOWNLOAD 18.94 KB
2011/412 Investor warning - Trading in foreign exchange (forex) Warnings and publications for investors Investor Warning DOWNLOAD 562.44 KB