CESR's Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Professional Client Agreements - Call for Opinions

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20 December 2004 to 21 February 2005

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Consultation

Details

This call for opinions covers a single subject: advice to the Commission under article 19.7 in relation to agreements between the investment firms and their professional clients

Related Documents

Date	Reference	Title	Download	Select
20/12/2004	04-689	CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Professional Client Agreements
06/07/2005	05-462	Press release - CESR’s draft technical advice to the European Commission on a possible amendment to Regulation (EC) 809/2004 regarding the historical financial information which must be included in a prospectus

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Activity	Institution		Download
Investment Services	APCIMS	6392	response_to_prof_client_agreements_1.pdf
Banking	EACT European Associations of Corporate Treasurers	6407	MiFID_20_02_05EACT_1.pdf
Investment Services	Barclays PLC	6408	128.118.52.1commonCCD_PADIssues_TopicsEU_issuesISDCESR_ConsultationsResponse_to_CESR_MiFID_Professional_Client_Agreements_200205_1_1.pdf
Investment Services	Association of Members of the Athens Stock Exchange	6409	A_response___ProfClientAgreements__1__1.pdf
Investment Services	Assosim	6410	M_ARCHIVIO_2005CORRISPONDENZA_SPEDITAsped20_02_05_1.pdf
Banking	Banca Intesa	6411	F_UsersElisaMIFD_level_2consultazione_19.7Banca_Intesa_response_on_19.7_1.pdf
Banking	ISDA, ISMA, IPMA, AFEI, ANSC, BSDAI, BMA, DSDA, FASD, FOA, LIBA, SSDA	6412	C_Documents_and_SettingsggugliottaMy_DocumentsMy_eBooksMiFIDProf_agreementResponse_to_CESR_consultation_on_professional_client_agreements_1.pdf
	BVI Bundesverband Investment und Asset Management e.V.	6413	050218_BVI_1.pdf
Banking	Zentraler Kreditausschuss	6414	F_DATA.VOLFINANZM_WRIBockelmannI_S_DC_E_S_R1._MandatCall_for_Opinions___Prof_Client_AgreementZKA_Stn_2005_02_18_CfO_Prof_Client_Agreemt_final_engl_1.pdf
Banking	European Association of Public Banks - EAPB	6416	EAPB_Position_MiFID_Mandate_1_Prof_Clients_CESR_04_689_1.pdf
Banking	British' Bankers Association	6417	C_Documents_and_Settingsangela.tekeMy_DocumentsCESR_CP___Professional_client_agreements__20_Feb_05__final_1.pdf
	City of London Law Society Regulatory Committee	6418	C_My_DocumentsCLLS_CESR_Prof_Client_Agr_1.pdf
Banking	Investment Management Association	6419	H_Europe___InternationalWorking_PapersIHersherIMA_response_on_CESR_call_for_opinion_on_professional_client_agreements_final_1.pdf
Banking	Association of British Industry	6420	MiFID_20_02_05ABI_1.pdf
Banking	Institutional Money Market Funds Association	6421	H_IMMFACirculars2005Professional_client_agreements__IMMFA_4_1.pdf
	Baillie Gifford & Co	6422	F_RADARMiFIDBaillie_Gifford_Final_response_to_CESR_16_February_1.pdf
Investment Services	Assogestioni	6415	C_W98DesktopAssogestioni___CESR04_689_1.pdf
Banking	Royal Bank of Scotland	6429	MiFID_21_02_05RBOS_1.doc
Banking	European Banking Federation	6424	M_InelEnclosuresEnclosure_to_0122_1.pdf
Banking	European Association of Co-operative Banks (EACB)	6425	G_B___Groupes_de_travailB15___March_s_financiersE2005Position_papersEACB_CESR_MIFID_ProfessionalAgreements_final_d_1.pdf
Banking	Danish Bankers Association	6426	C_Documents_and_Settingsklt.FINANSRAADETDesktopFR01_119567_v1_1.pdf
Investment Services	EFFAS European Federation of Financial Analysts Societies	6427	I_EV_GMBHPetitenEUCESR_ISD_CADMifidResponse_EFFAS_CESR_MiFID_04_689_21Feb05_1.pdf
Investment Services	Federation of Danish Investment Associations	6428	MiFID_21_02_05IFR_1.pdf
Banking	Calyon	6430	MiFID_21_02_05Caylon_1.pdf
Banking	ALFI	6431	MiFID_21_02_05ALFI_1.pdf
Investment Services	Febelfin	6432	MiFID_20_02_05Febelfin_1.pdf
Investment Services	The Chamber of Brokerage Houses, Poland	6435	MiFID_21_02_05Polish_chamber_of_brokarage_houses_1.pdf
Banking	ABN Amro	6434	MiFID_21_02_05ABNAmro_1.pdf
Banking	Bundessparte Bank und Versicherung	6433	MiFID_21_02_05WKO_1.pdf
Banking	Italian Banking Association	6437	MiFID_21_02_05ItalianBankingAsso_1.pdf
Banking	European Association for Listed Companies (EALIC)	6439	MiFID_21_02_05Ealic_1.pdf
Investment Services	AFG	6474	6-AFG_1.pdf