| From 24/03/2015 to 15/06/2015 |
Consultation on draft guidelines on complex debt instruments and structured deposits |
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SEE RESPONSES |
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| Summary |
Who should read this paper
This paper is primarily of interest to competent authorities and firms that are subject to MiFID, in particular, investment firms and credit institutions performing investment services and activities. This paper is also important for trade… |
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| From 20/03/2015 to 20/05/2015 |
Call for evidence on private and bilateral SFIs |
Credit Rating Agencies |
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This call for evidence should be read by all those involved in the EU securitisation markets. It is particularly targeted at the following market participants and the groups and trade associations who represent them:
• Issuers, originators and sponsors of Structured… |
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| From 18/02/2015 to 20/03/2015 |
Addendum Consultation Paper on MiFID II/MiFIR |
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SEE RESPONSES |
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| Summary |
18/02/2015 to 20/03/2015
Who should read this paper?This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit… |
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| From 03/02/2015 to 31/03/2015 |
Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry |
Credit Rating Agencies |
SEE RESPONSES |
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| Summary |
The European Securities and Markets Authority (ESMA) has published a call for evidence as part of the development of Technical Advice for the European Commission on the functioning of the credit rating industry and the evolution of the markets for structured finance instruments as required by… |
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| From 23/12/2014 to 27/03/2015 |
Discussion Paper - Share Classes of UCITS |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates… |
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| From 23/12/2014 to 13/03/2015 |
Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation |
Credit Rating Agencies, Joint Committee |
SEE RESPONSES |
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| Summary |
Responding to this paper
EBA, ESMA and EIOPA (the ESAs) invite comments on all matters of this discussion paper and, in particular, on the specific questions listed in Annex I. Comments are most helpful if they:
• indicate the number of the question to which the comments… |
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| From 19/12/2014 to 02/03/2015 |
Consultation on MiFID II/MiFIR |
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SEE RESPONSES |
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| Summary |
Who should read this paper?
This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms, credit institutions performing… |
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| From 19/12/2014 to 30/03/2015 |
Consultation on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP) |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:1. respond to the question stated;2. indicate the specific question to… |
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| From 18/12/2014 to 19/02/2015 |
Consultation on Technical Standards under the CSD Regulation |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets. CSDR and the related technical standards will affect not only CSDs but also their participants, CCPs, and other entities, directly (e.g. settlement internalisers subject to the… |
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| From 18/12/2014 to 19/02/2015 |
Consultation on Technical Advice under the CSD Regulation |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets, in particular CSDs, CSD participants, CCPs, market participants, and issuers.Responding to this paperESMA invites comments on all matters in this paper and in particular on the… |
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| From 18/12/2014 to 19/02/2015 |
Consultation on Guidelines on Access to a CCP or a Trading Venue by a CSD |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest especially to central securities depositories (CSDs), central counterparties (CCPs), trading venues and their competent authorities, in the context of access to a CCP or a trading venue by a CSD in accordance with Article 53 of… |
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| From 01/12/2014 to 30/01/2015 |
Consultation on Guidelines on asset segregation under the AIFMD |
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SEE RESPONSES |
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| Summary |
Who should read this paper
his document will be of interest to (i) depositaries of alternative investment funds and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds managers and their trade associations, as… |
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| From 10/11/2014 to 13/02/2015 |
Consultation on Review of the technical standards on reporting under Article 9 of EMIR |
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SEE RESPONSES |
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| Summary |
Who should read this paper
All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from
financial and non-financial counterparties of OTC derivatives transactions, central counterparties (CCPs) and trade repositories (TRs).… |
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| From 07/11/2014 to 08/01/2015 |
Call for evidence on AIFMD passport and third country AIFMs |
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SEE RESPONSES |
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| Summary |
Who should read this paper- EU and non-EU fund managers and advisors, and their representatives- EU and non-EU investors and their… |
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| From 01/10/2014 to 06/11/2014 |
Consultation on clearing obligation under EMIR - no3 |
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SEE RESPONSES |
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| Summary |
Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from financial and non-financial counterparties of OTC derivatives transactions which will be subject to the clearing obligation, as well as central… |
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| From 29/09/2014 to 01/11/2014 |
Consultation on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation |
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SEE RESPONSES |
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| Summary |
Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. It will primarily be of interest to credit institutions and investment firms who need to calculate their credit risk exposure under the Capital Requirements Regulation (EU) No 575/2013 of 26… |
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| From 29/09/2014 to 05/01/2015 |
Consultation on draft guidelines on the application of C6 and C7 of Annex I of MiFID |
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SEE RESPONSES |
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| Summary |
Who should read this paper This consultation paper should be read by investment firms (as defined in Article 4(1) (1) of MiFID), competent authorities, trade bodies, non-financial counterparties and consumer groups. Responding to this consultation paperESMA invites comments on all matters… |
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| From 26/09/2014 to 24/10/2014 |
Consultation on delegated acts required by the UCITS V Directive |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to depositaries (including their delegates) of UCITS funds and their trade associations, asset management companies managing UCITS funds and their trade associations, as well as institutional and retail investors investing into… |
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| From 26/09/2014 to 10/12/2014 |
Consultation on the implementing measures of the Regulations on EuSEF and EuVECA |
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SEE RESPONSES |
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| Summary |
Who should read this paper
This consultation paper is addressed to social entrepreneurs, impact investors, EuSEF and EuVECA managers, impact fund managers, business angels, venture capitalists and other relevant stakeholders and their associations in the area of social entrepreneurship and… |
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| From 26/09/2014 to 19/12/2014 |
Consultation on draft RTS on prospectus related issues under the Omnibus II Directive |
Prospectus |
SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to all stakeholders. It would primarily be of interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market, as well as to any market participant who is affected by Directive 2003/71/EC of 4… |
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