Skip to main content

Search

About ESMA
Governance Structure

Board of Supervisors

Management Board

Senior Management

Joint Committee

CCP Supervisory Committee

CCP Resolution Committee

Joint Monitoring Mechanism

Standing Committees

SMSG

Board of Appeal

Ethics and Conflicts of interest

Internal Organisation

Strategy and Work Programme

Working Methods

Diversity, Equity and Inclusion

International Cooperation

Legal Notice and Data Protection

Transparency and Access to Documents

Agenda

Careers

Procurement Opportunities
ESMA's Activities
Investors and Issuers

Benchmark Administrators

Credit Rating Agencies

ESG Rating Providers

External Reviewers of European Green Bonds

Fund Management

Issuer Disclosure

Investment Services and Crowdfunding

Markets and Infrastructure

Central Counterparties

Data Reporting Services Providers

Trading

Consolidated Tape Providers

Post-trading

Shortening the settlement cycle to T+1 in the EU

Market Integrity

Short Selling

Central Securities Depositories

Securitisation

Trade Repositories

Risk Analysis

Risk Monitoring

Topical Analysis

Interactive Dashboards

Sustainable Finance

Climate benchmarks and ESG disclosure

CRAs and Sustainability

Investment Services and Fund Management

Sustainability Reporting

Digital Finance and Innovation

Digital Operational Resilience Act (DORA)

DLT Pilot Regime

Markets in Crypto-Assets Regulation (MiCA)

Supervision and Convergence

Registration with ESMA

Investigations and Inspections

Supervisory Convergence Tools

Sanctions and Enforcement

Enforcement Convergence Initiatives

Breach of Union Law

New supervisory and oversight mandates

Data

Data Reporting

Databases and Registers

Data Quality and Use

Statistical Information

Listing Act
News & Publications
News

Documents

Speeches

Newsletter

Interactive Single Rulebook

Guidelines, Recommendations and Technical Standards

Peer Reviews

Risk Monitoring and Analysis

Questions and Answers
Investor Corner
Is the firm regulated?

Get ready to invest

Frauds and Scams related to ESMA Logo and ID

Publications for Investors

Product Intervention

Make a complaint

Cost of Investment Products
Interact With ESMA
Media Corner

Speaking Requests

Stakeholder Engagement

Stakeholder Relations

Consultations

Events

Whistleblowers
Contact & Help
Contact Information

FAQs

Glossary

Breadcrumb

Home
Report On Investment Firms

Report on investment firms

Reference

EBA/Op/2015/20

Section

Joint Committee

Type

Final Report

Main Document

Report on investment firms

(EN)

Style

External document

ESMA is an authority of the European Union Home

Home

Careers
ESMA Documents

Contact & Help
Media Corner

Cookie Policy
Data Protection

Social Media