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ESMA_QA_784
Topic
DLT Pilot Regime
16/12/2022
Subject Matter
Transaction reporting
Question
How should Field 3 “Trading venue transaction identification code” (TVTIC) of RTS 22 be populated in case the entity executing the transaction is a natural person and not an investment firm?
Level 1 Regulation
Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)
ESMA_QA_783
Topic
DLT Pilot Regime
16/12/2022
Subject Matter
Transaction reporting
Question
Should DLT MTFs/TSS populate Field 40 – Complex trade ID of RTS 22?
Level 1 Regulation
Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)
ESMA_QA_782
Topic
DLT Pilot Regime
16/12/2022
Subject Matter
Transaction reporting
Question
How should a DLT transaction fee be considered in the context of populating Field 33 “Price” of RTS 22? Should DLT transaction fees be included in the price related fields?
Level 1 Regulation
Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)
ESMA_QA_781
Topic
DLT Pilot Regime
16/12/2022
Subject Matter
Cancellations and corrections
Question
How should DLT MTFs/TSS ensure that cancellation and/or corrections are correctly reflected in the data to be provided to NCAs?
Level 1 Regulation
Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)
ESMA_QA_780
Topic
DLT Pilot Regime
16/12/2022
Subject Matter
Transaction reporting
Question
a. How does the reporting obligation under MiFIR Article 26 and RTS 22 apply to transactions in DLT financial instruments?

b. Is there any lead-time envisaged to comply with such obligation or does it apply as soon as a DLT MTF/TSS is granted the permission to operate?
Level 1 Regulation
Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)