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ESMA_QA_1905
Topic
Transparency of net short positions
10/10/2012
Subject Matter
Change in a net short position already notified
Question
What to do when a net short position that has already be notified is changing?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1904
Topic
Transparency of net short positions
10/10/2012
Subject Matter
Rounding net short positions expressed in percentages
Question
For the purpose of the reporting and disclosure of net short position in shares, what should be the approach to rounding a net short position expressed in percentage?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1947
Topic
Uncovered short sales
10/10/2012
Subject Matter
Correlation test between two sovereign issuers
Question
When firms are comparing the correlation between two sovereign issuers (under Article 3(5) of the Regulation and Article 8(5) of the DR) should they do this on an issue per issue basis, or by comparing the yield curve of the two issuers?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1930
Topic
Other SSR-related topics
10/10/2012
Subject Matter
Net short positions - Reporting by a legal entity within a group
Question
In the case of a group, should a legal entity that is a part of this group always report/disclose its position when it reaches a threshold?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1928
Topic
Other SSR-related topics
10/10/2012
Subject Matter
Net short positions - Calculation and reporting for a group constituted only of legal entities performing exclusively management activities
Question
In a group constituted only of legal entities performing exclusively management activities, how should calculation and reporting be conducted? Who should report?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012