The Omnibus Directive requires ESMA to publish on its website references or hyperlinks to the public registers of tied agents established by the Member States which decide to allow investment firms to appoint tied agents.
The list below contains the hyperlinks to the webpages of the EU countries and their national competent authorities giving access to the national registers of tied agents.
Investors should note that for some competent authorities the information is only available in the national language.
Austria (Finanzmarktaufsicht – FMA)
http://www.fma.gv.at/de/unternehmen/wertpapierdienstleister/abfrage-vgv-...
Belgium (FSMA)
http://www.fsma.be/fr/Supervision/finbem/vt/bbd/Article/lijsten/vtbbd.aspx
Bulgaria (Financial Supervision Commission)
Not applicable
Cyprus (Cysec)
http://www.cysec.gov.cy/Downloads/LicenceMembers/Public%20Registry/Tied%...
Czech Republic (Czech National Bank – CNB)
https://apl.cnb.cz/apljerrsdad/JERRS.WEB15.BASIC_LISTINGS_RESPONSE_3?p_l...
Denmark (Finanstilsynet)
Not applicable
Estonia (Estonian Financial Supervision Authority)
http://www.fi.ee/index.php?id=2855
Finland (Finanssivalvonta)
Not applicable
France (Autorité de contrôle prudentiel)
https://www.regafi.fr/spip.php?page=advancedsearch&id_secteur=3
Germany (BaFin)
http://ww2.bafin.de/database/VGVInfo/
Greece (Hellenic Capital Market Commission)
http://www.hcmc.gr/aweb/files/antiprosopoi/files/TIED%20AGENTS%20(13-12-2017).pdf
Hungary (Hungarian National Bank)
http://alk.mnb.hu/bal_menu/piaci_szereplok/kereso/kereses
Iceland (Financial Supervisory Authority – Fjármálaeftirlitið)
Not applicable
Ireland (Central Bank of Ireland)
http://registers.financialregulator.ie/DownloadsPage.aspx
Italy (Consob)
https://www.organismocf.it/web/area_pubblica/servizi/albostatico
Latvia (Financial and Capital Market Commission)
Not applicable
Liechtenstein
German link: http://register.fma-li.li/index.php?id=140
English link: http://register.fma-li.li/index.php?id=140
Lithuania (Central Bank of Lithuania)
Not applicable
Luxembourg (CSSF)
French link: http://www.cssf.lu/fr/entites-surveillees/
English link: http://www.cssf.lu/en/supervised-entities/
Malta (Financial Services Authority)
http://www.mfsa.com.mt/pages/licenceholders.aspx
Netherlands (AFM)
English link: http://www.afm.nl/en/professionals/registers/alle-huidige-registers.aspx?type={8F59ACF7-047B-4009-9FA7-90A264E6F3EF}
Dutch link: http://www.afm.nl/nl/professionals/registers/alle-huidige-registers.aspx?type={8F59ACF7-047B-4009-9FA7-90A264E6F3EF}
Norway (Finanstilsynet)
http://www.finanstilsynet.no/en/Secondary-menu/Finanstilsynet-registry/
Poland (Polish Financial Supervision Authority)
Polish link: http://www.knf.gov.pl/dla_rynku/PODMIOTY_rynku/Podmioty_rynku_kapitalowe...
English: http://www.knf.gov.pl/en/about_the_market/Capital_market/entities/Regist...
Portugal (Comissão do Mercado de Valores Mobiliários – CMVM)
http://web3.cmvm.pt/SDI2004/IFs/app/pesquisa_nome_prosp.cfm?nome=
Romania (Romanian National Securities Commission – CNVM)
http://www.cnvmr.ro/RCNVM/lista.php?sect=202
Slovak Republic (Central Bank of Slovakia)
Slovak link: http://www.nbs.sk/sk/dohlad-nad-financnym-trhom/dohlad-nad-trhom-cennych...
English link: http://www.nbs.sk/en/financial-market-supervision/securities-market-supe...
Slovenia (Securities Market Agency – Agencija za trg vrednostnih papirjev)
http://www.a-tvp.si/Eng/Default.aspx?id=138
Spain (Comisión Nacional del Mercado de Valores - CNMV)
http://www.cnmv.es/Portal/Consultas/ESI/BusquedaAgentes.aspx
Sweden (Finansinspektionen)
https://snr4.bolagsverket.se/snrgate/startIn.do
United Kingdom (Financial Services Authority – FSA)