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Signatories to Best Practice Principles for Shareholder Voting Research and Analysis

Signatories to Best Practice Principles for Shareholder Voting Research and Analysis

Upon request from the founding signatories of the Best Practice Principles for Shareholder Voting Research and Analysis (the Principles), and in accordance with its mandate to act in matters of corporate governance according to Article 1.3 of Regulation (EU) No 1095/2010, ESMA has agreed to offer signatories to said Principles the option of having the fact that they are signatories published on ESMA’s website.

    The below list of signatories is for information only. Please note that it is not obligatory according to the Principles to notify ESMA of being a signatory; signatories are free to decide whether they do or do not wish to be listed on ESMA’s website. A full list of signatories can be found at Best Practice Principles for Shareholder Voting Research where signatories’ Statements of Compliance are also available.

    Signatories

    The following entities have advised ESMA that they are signatories to the Principles:

    Name of entity Date from which entity is signatory
    ISS 10 June 2014
    Glass, Lweis & Co 22 August 2014
    PIRC 23 October 2014
    Proxinvest 2 July 2015

    How to inform ESMA of being a signatory

    Entities wishing to be included in the above list may notify ESMA to this effect via the email address corporate.finance[at]esma.europa.eu. Please include the date from which your entity is a signatory to the Principles in the notification.

    Disclaimer

    ESMA has compiled the list on the basis of notifications made to it by entities who declare that they are signatories to the Principles. ESMA is not able to provide any representation or warranty that the entities on the list provide their services in accordance with the Principles.

    ESMA will add signatories to the list as and when it receives notifications.