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EU Acts and National Competent Authorities

09 July 2019
of competent authorities PRIIPs Regulation List of competent authorities Settlement Finality Directive List ...

ESMA Newsletter - Nº3

04 April 2019
Association (GFMA) webinar on Legal Entity Identifier (LEI) 8 March  ESAS PROPOSE AMENDMENT TO PRIIPS KEY ... Investment Products (PRIIPs). 8 March  ESMA PUBLISHES RESPONSES TO ITS CONSULTATIONS ON CSDR GUIDELINES ESMA ...

Product Intervention

02 April 2019
NCAs, will also have intervention powers under MiFIR for EBA and PRIIPs for EIOPA. The entry into ...

ESMA updates its Q&AS on MiFID II and MiFIR investor protection and intermediaries

28 March 2019
Information on costs and charges- Use of products’ costs presented in the PRIIPs KID The purpose of these ...

ESMA updates its Q&AS on MiFID II and MiFIR investor protection and intermediaries

28 March 2019
firm’s website Information on costs and charges- Use of products’ costs presented in the PRIIPs KID ...

SMSG advice on draft RTS amending the PRIIPs Delegated Regulation

ESMA22-106-1684
25 March 2019
document smsg_advice_on_draft_rts_amending_the_priips_delegated_regulation.pdf Style ESMA document ...

ESAs propose amendment to PRIIPs Key Information Document to clarify application to investment funds

08 March 2019
(PRIIPs). The amendment clarifies the application of the KID to investment funds where these are offered as ... underlying investment options to a PRIIP (so-called “multi-option products” or “MOPs”). The amendment follows ... the PRIIPs Delegated Regulation at the end of 2019.   Before the draft Regulatory Technical Standards (RTS) ...

PRIIPS RTS Amendment

JC-2019-16
08 March 2019
Reference JC-2019-16 Type Report Main document jc_2019_16_priips_rts_amendment_quick_fix.pdf Style ...

Joint Committee of ESAs Letter on PRIIPS

JC-2019-17
08 March 2019
Reference JC-2019-17 Section Fund Management Joint Committee Type Letter Main document jc-2019-17_joint_letter_kid_for_packaged_retail_and_insurance-based_investments_products.pdf Style ESMA document ...

ESMA Newsletter - Nº2

04 March 2019
RECOMMENDATIONS ON CHANGES TO THE PRIIPS KEY INFORMATION DOCUMENT The European Supervisory Authorities ... Investment Products (PRIIPs). 8 February ESMA PUBLISHES LIST OF THRESHOLDS BELOW WHICH AN EU PROSPECTUS IS ...

ESAs publish recommendations on changes to the PRIIPs Key Information Document

08 February 2019
(PRIIPs). Having taken into account the feedback received and considering in particular the implications ... stage To initiate a more comprehensive revision of the PRIIPs Delegated Regulation to be undertaken in ... about the possible returns they may receive. Therefore, the ESAs recommend PRIIP manufacturers ...

ESMA report finds investment product performance highly impacted by charges

10 January 2019
the relevance of disclosure of costs to investors, as required by the MiFID II, UCITS and PRIIPs rules and ...

SMSG Advice - Response to Joint Consultation on PRIIPs KID

ESMA22-106-1591
05 December 2018
document esma22-106-1591_smsg_advice_-_response_to_jc_priips_consultation.pdf Style ESMA document ...

ESAs consult on proposed changes to the key information document for PRIIPs

08 November 2018
Information Document (KID) for Packaged Retail and Insurance-based Investment Products (PRIIPs). The ESAs, on ... more comprehensive review of PRIIPs, which was due this year. The outcome of this targeted review is ... of feedback is by Thursday, 6 December 2018. Background The KID for PRIIPs is a mandatory, three-page A4 ...

SMSG Letter to European Commission Vice-President Dombrovskis on PRIIPS

ESMA22-106-1084
31 October 2018
document esma22-106-1084_smsg_letter_to_commission_vp_dombrovskis_on_priips.pdf Style ESMA document ...

ESMA highlights progress on MiFID implementation at ECON hearing

08 October 2018
the work of the Joint Committee over the past year, focusing primarily on PRIIPs issues and developments in ...

ESAs highlight the relevance of legislative changes for the Key Information Document for PRIIPs

01 October 2018
Investment Products (PRIIPs), the ESAs intend to propose targeted amendments to the PRIIPs Delegated ... Commission in July   and August stating a deferral of the review of the PRIIPs Regulation and requesting ... guidance from the ESAs regarding the information to be disclosed for investment funds. The KID for PRIIPs ...

PRESS CONTACT INFORMATION

18 June 2018
AIFMD, PRIIPs, closet indexing, UCITS, KIID; Corporate Finance- Prospectus Regulation, Transparency ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
providers." ​PRIIPs "On the question of whether to include disclosure of transaction costs, I think it is ... have been so controversial. PRIIPs and MiFID II have really embedded the idea that no cost, whether ...

ESMA receives mandate on fund performance from European Commission

19 October 2017
of these products, and the impact of fees and charges. The implementation of MIFID II and PRIIPS, which ...