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MiFID II – Switching on the light without turning-off the tap - Verena Ross, Executive Director, ESMA
26 February 2015
Capital Markets Conference 2015 in London on MiFID II which focused on transparency and liquidity issues. ... Reference 2015/496 Section MiFID- Secondary Markets Speeches Type Speech Main document 2015-496_mifid_ii ...
Verena Ross, Executive Director of ESMA, delivered the keynote speech at the ABA/Law Society Capital Markets Conference 2015 in London on MiFID II which focused on transparency and liquidity issues.
Opinion on draft RTS on the Clearing Obligation
29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...
Legal Basis According to Article 5(2) of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (EMIR), the European Securities and Markets Authority (ESMA) shall develop draft regulatory technical...
Keynote Address to ICI Global Trading and Market Structure Conference, London - Verena Ross
18 December 2014
Conference in London on 9 December 2014 on the topics of MiFID II and trade reporting issues. Reference ...
Verena Ross, ESMA Executive Director, addressed the ICI GLobal Trading and Market Structure Conference in London on 9 December 2014 on the topics of MiFID II and trade reporting issues.
Asset management – The regulatory challenges ahead - Steven Maijoor at EFAMA Investment Management Forum
05 November 2014
and will refer to AIFMD, MIFID, UCITS and PRIIPs." Reference 2014/1333 Section Speeches Type ...
Steven Maijoor, ESMA Chair, delivered the keynote speech at EFAMA's Investment Management Forum in Brussels. His speech focused on the regulatory challenges ahead for the asset management sector. "It is very good to be back again at this important event. Before coming here today I had the chance to...
Keynote Speech - Steven Maijoor, ESMA Chair, at La Nueva Financiera Regulacion, Madrid
15 October 2014
PRIIPs and the MiFID review." Reference 2014/1265 Section Speeches Type Speech Main document 2014 ...
Steven Maijoor, ESMA Chair, delivered a keynote speech at CNMV Conference La Nueva Financiera Regulacion in Madrid. His speech focused on the ESAs role in financial consumer protection:Exerpt "The three European Supervisory Authorities (ESAs) – the European Securities and Markets Authority (ESMA),...
Keynote Speech - Steven Maijoor, ESMA Chair at ICMA Annual Conference, Berlin
05 June 2014
inducements under MiFID II and collateral liquidity. Reference 2014/607 Section Speeches Type Speech Main ...
Steven Maijoor, ESMA Chair, today delivered the keynote address at the International Capital Markets Association Annual General Meeting and Conference in Berlin. In the course of his speech he outlined the key elements needed to ensure the success of the EU's regulatory reform agenda: (excerpt) "1...
Structured Retail Products - Good practices for product governance arrangements
27 March 2014
Instruments Directive (MiFID) and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs. 4. ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...
Legal basis 1. Regulation (EU) No 1095/2010 (ESMA Regulation) sets out the European Securities and Markets Authority’s (ESMA) scope of action, tasks and powers which include “enhancing customer protection”, and “foster[ing] investor protection”. 2. In order to continue delivering on this investor...
MiFID practices for firms selling complex products
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...
Strengthening Investor Protection - Opening Statement by Verena Ross at ECON hearing
08 February 2012
hearing on the MiFID Review, on 5 December 2011. Reference 2012/77 Section Speeches Type Speech Main ...
This speech was given by Verena Ross, ESMA Executive Director, as an opening statement at the ECON hearing on the MiFID Review, on 5 December 2011.