SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Opinion X Speech X
Reset all filters

Pages

MiFID II – Switching on the light without turning-off the tap - Verena Ross, Executive Director, ESMA

2015/496
26 February 2015
Capital Markets Conference 2015 in London on MiFID II which focused on transparency and liquidity issues. ... Reference 2015/496 Section MiFID- Secondary Markets Speeches Type Speech Main document 2015-496_mifid_ii ...

Opinion on draft RTS on the Clearing Obligation

2015/223
29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...

Keynote Address to ICI Global Trading and Market Structure Conference, London - Verena Ross

2014/1575
18 December 2014
Conference in London on 9 December 2014 on the topics of MiFID II and trade reporting issues. Reference ...

Asset management – The regulatory challenges ahead - Steven Maijoor at EFAMA Investment Management Forum

2014/1333
05 November 2014
and will refer to AIFMD, MIFID, UCITS and PRIIPs." Reference 2014/1333 Section Speeches Type ...

Keynote Speech - Steven Maijoor, ESMA Chair, at La Nueva Financiera Regulacion, Madrid

2014/1265
15 October 2014
PRIIPs and the MiFID review." Reference 2014/1265 Section Speeches Type Speech Main document 2014 ...

Keynote Speech - Steven Maijoor, ESMA Chair at ICMA Annual Conference, Berlin

2014/607
05 June 2014
inducements under MiFID II and collateral liquidity. Reference 2014/607 Section Speeches Type Speech Main ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

Strengthening Investor Protection - Opening Statement by Verena Ross at ECON hearing

2012/77
08 February 2012
hearing on the MiFID Review, on 5 December 2011. Reference 2012/77 Section Speeches Type Speech Main ...

Pages