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CP_MiFID review report_cost of market data and consolidated tape equity

ESMA70-156-1065
12 July 2019
Reference ESMA70-156-1065 Section MiFID- Secondary Markets Type Consultation Paper Main document ... esma70-156-1065_cp_mifid_review_report_cost_of_market_data_and_consolidated_tape_equity.pdf Style ESMA document ...

ESMA publishes responses to its Call for evidence on position limits in commodity derivatives

12 July 2019
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has published ...

ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics

12 July 2019
 under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA warns CFDs providers on application of product intervention measures

12 July 2019
MiFID- Investor Protection Press Releases The European Securities and Markets Authority (ESMA), ...

Statement Product Intervention

ESMA35-36-1743
12 July 2019
Reference ESMA35-36-1743 Section MiFID- Investor Protection Type Statement Main document ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

11 July 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries topics provide a new answer on: Best ... the application of MiFID II and MiFIR. ESMA will continue to develop this Q&A document on investor protection ...

ESMA Newsletter - Nº6

11 July 2019
potential short-term pressures on corporations stemming from the financial sector.  21 June  MIFID II: ESMA ... and equity-like instruments. 20 June  ESMA AGREES POSITION LIMITS UNDER MIFID II ESMA has published ... Instruments Directive and Regulation (MiFID II/MIFIR).   19 June ESMA PUBLISHES TRANSLATIONS FOR GUIDELINES ON ...

EU Acts and National Competent Authorities

09 July 2019
Acts Description MiFID II and MiFIR List of competent authorities EMIR List of competent authorities ...

Update of annual equity transparency calculations – application of the tick size regime for third-country shares

07 July 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC On 21 June 2019 ESMA has ...

MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA

05 July 2019
Instruments Directive (MiFID II). Today’s updates include DVC data and calculations for the period 1 June 2018 ... Please be aware that ESMA does not update DVC files older than 6 months. Background MiFID II introduced ... MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has updated today ...

ESMA broadens scrutiny of multiple withholding tax reclaim schemes

02 July 2019
making it difficult to identify multiple fraudulent requests.      In relation to the MiFID II framework, ... of MiFID II. Information on the illegality of a given practice and on the degree of involvement ... MiFID II requirements have been breached. Steven Maijoor, ESMA Chair, said: “ESMA has looked into ...

ESMA issues opinions on product intervention measures by Sweden, France and the United Kingdom

02 July 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today issued ... products to UK retail clients; and     (ii) the FCA’s proposal to apply a 30:1 leverage limit for CFDs ...

ESMA opinion under Article 43(2) MiFIR (SE_CFD)

ESMA-35-43-1999
02 July 2019
Reference ESMA-35-43-1999 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (FR_CFD)

ESMA-35-43-1990
02 July 2019
Reference ESMA-35-43-1990 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (UK_CFD)

ESMA-35-43-1961
02 July 2019
Reference ESMA-35-43-1961 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA ceases renewal of product intervention measure relating to binary options

01 July 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA), the EU securities ...

ESMA issues opinions on product intervention measures by Cyprus, France, Malta and Sweden

01 July 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today issued ...

ESMA opinion under Article 43(2) MiFIR (SE_BO)

ESMA-35-43-1998
01 July 2019
Reference ESMA-35-43-1998 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (MT_BO)

ESMA-35-43-1993
01 July 2019
Reference ESMA-35-43-1993 Section MiFID- Investor Protection Type Opinion Main document ...