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ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1104
07 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...

Draft RTS on prospectus related issues under the Omnibus II Directive

2015/1014
01 July 2015
-1014_-_final_report_-_draft_rts_on_prospectus_related_issues_under_the_omnibus_ii_directive.pdf Style ESMA ...

Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities

2015/1006
30 June 2015
2015-esma-1006_-_mifid_ii_final_report_on_mifid_ip_technical_standards.pdf Style ESMA document ... Reference 2015/1006 Section MiFID- Investor Protection Type Technical Standards Main document ...

Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms

2015/613
27 March 2015
of MiFID, instead of paragraph 4 of Article 10b of MiFID; and- the publication of MiFID II which repeals ... Article 10b(4) of the Markets in Financial Instruments Directive (MiFID) requires Member States ... proportionate information in order to assess the acquisition. Article 10a of MiFID, as amended by Article 6(4) ...

Opinion on draft RTS on the Clearing Obligation

2015/223
29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...

Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

2014/1571
19 December 2014
2014/1571 Section MiFID- Secondary Markets Type Technical Standards Main document 2014-1571_-_final_report ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms

2013/1940
06 January 2014
(MiFID[1]) requires Member States to make publicly available the information necessary to carry out ... Article 10a of MiFID, as amended by Article 6(4) of the Omnibus Directive[2], requires ESMA to draft: ... 10b(4) of MiFID.[3] implementing technical standards (ITS) to determine standard forms, templates and ...

Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009

2011/461
22 December 2011
Reference 2011/461 Section Credit Rating Agencies Type Technical Standards Main document 2011_461.pdf Style ESMA document ...

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