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Annex - Opinion on draft RTS 20 on ancillary activity

2016/730 ANNEX
30 May 2016
Reference 2016/730 ANNEX Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on draft RTS 20 on ancillary activity

2016/730
30 May 2016
Reference 2016/730 Section MiFID- Secondary Markets Type Opinion Main document ...

Annex - Opinion on draft RTS 21 position limits

2016/668 ANNEX
02 May 2016
Reference 2016/668 ANNEX Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on draft RTS 21 position limits

2016/668
02 May 2016
Reference 2016/668 Section MiFID- Secondary Markets Type Opinion Main document ...

Annex - Opinion on draft RTS 2 non-equity transparency

2016/666 ANNEX
02 May 2016
Reference 2016/666 ANNEX Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on draft RTS 2 non-equity transparency

2016/666
02 May 2016
Reference 2016/666 Section MiFID- Secondary Markets Type Opinion Main document ...

Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation (EU) No 236/2012 on short selling and certain aspects of credit default swaps

2016/28
11 January 2016
44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II.Previous measures ...

ESMA Opinion on emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1489
30 September 2015
of the ESMA Regulation the Board of Supervisors has adopted this opinion. II. Background 3. On the 29th ...

ESMA Opinion on emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1304
01 September 2015
with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1243
03 August 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... Thus, the following financial instruments under MiFID are included: options, covered warrants, futures, ...

ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes

2015/1235
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1218
28 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... to the Annex of Commission Regulation No 918/2012. Thus, the following financial instruments under MiFID are ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1139
21 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... MiFID are included: options, covered warrants, futures, index-related instruments, contracts for ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation

2015/1131
13 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1104
07 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...

Opinion on draft RTS on the Clearing Obligation

2015/223
29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

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