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Annex - Opinion on draft RTS 21 position limits

2016/668 ANNEX
02 May 2016
Reference 2016/668 ANNEX Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on draft RTS 21 position limits

2016/668
02 May 2016
Reference 2016/668 Section MiFID- Secondary Markets Type Opinion Main document ...

Annex - Opinion on draft RTS 2 non-equity transparency

2016/666 ANNEX
02 May 2016
Reference 2016/666 ANNEX Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on draft RTS 2 non-equity transparency

2016/666
02 May 2016
Reference 2016/666 Section MiFID- Secondary Markets Type Opinion Main document ...

ESMA not to exempt ETD under MiFID II

2016/566
04 April 2016
document 2016-566_esma_not_to_exempt_etd_under_mifid_ii.pdf Style ESMA document ... Reference 2016/566 Section Press Releases MiFID- Secondary Markets Type Press Release Main ...

Press release - ESMA launches centralised data projects for MiFIR and EMIR

2015/674
01 April 2015
Reference 2015/674 Section MiFID- Secondary Markets Press Releases Type Press Release Main ... document 20150326_2015-674_esma_launches_centralised_data_projects_for_mifid_and_emir.pdf Style ESMA ...

MIFID/MIFIR- CSD hearing before ECON

2015/620
24 March 2015
Reference 2015/620 Section MiFID- Secondary Markets Speeches Type Speech Main document ... mifid_2_hearing_econ_final.pdf Style ESMA document ...

MiFID II – Switching on the light without turning-off the tap - Verena Ross, Executive Director, ESMA

2015/496
26 February 2015
Capital Markets Conference 2015 in London on MiFID II which focused on transparency and liquidity issues. ... Reference 2015/496 Section MiFID- Secondary Markets Speeches Type Speech Main document 2015-496_mifid_ii ...

ESMA provides implementing rules for MiFID II

2014/1574
19 December 2014
(RTS/ ITS) regarding the implementation of the Markets in Financial Instruments Directive (MiFID II) and ... Regulation (MiFIR). Both ESMA’s TA and draft RTS translate the MiFID II/MiFIR requirements into practically ... MiFID II will have a significant impact on the EU’s securities markets, its users and infrastructure ...

Press Release - Investment-based crowdfunding needs EU-wide common approach

2014/1568
18 December 2014
Instruments Directive (MiFID), the Prospectus Directive, the Directive for Alternative Investment Fund ... include: the impact of the Prospects Directive thresholds; capital requirements and the use of the MiFID ... those platforms that currently operate outside of the scope of MiFID The Opinion and Advice have been ...

ESMA consults on MiFID reforms

2014/557
22 May 2014
the implementation of the revised Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). This ... is the first step in the process of translating the MiFID II/MiFIR requirements into practically ... MIFID II achieves its objectives in practice, ESMA is publishing the following documents:1.    ...

ESMA issues good practices for structured retail product governance

2014/334
27 March 2014
2014/334 Section MiFID- Investor Protection Innovation and Products Type Press Release Main document ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

ESMA tells firms to improve their selling practices for complex financial products

2014/152
07 February 2014
selling practices under MiFID (Markets in Financial Instruments Directive).ESMA is issuing this Opinion as ... it is concerned that firms’ compliance with the MiFID selling practices when selling complex products ... posed by these products to investor protection when MiFID rules are not fully respected is such that we ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

ESMA and the EBA warn investors about contracts for difference

2013/266
28 February 2013
376395Email: francarosa.congiu@eba.europa.eu Reference 2013/266 Section MiFID- Investor Protection Warnings and ...

ESMA readies guidelines on automated trading – application deadline starts

2012/128
24 February 2012
to comply with the Guidelines. Reference 2012/128 Section Press Releases MiFID- Secondary Markets Type Press ...

ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities

2011/457
22 December 2011
Reference 2011/457 Section Press Releases MiFID- Secondary Markets Type Press Release Main ...

Global regulators discuss OTC derivatives regulation

2011/431
09 December 2011
the United Statesmet met yesterday in Paris.   Reference 2011/431 Section Press Releases MiFID- Secondary ...

Press release - ESMA consults on systems and controls for highly automated trading

2011/223
20 July 2011
Reference 2011/223 Section Press Releases MiFID- Secondary Markets Type Press Release Main ...

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