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Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-1163
06 November 2018
esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements.pdf Translated versions ... esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_bg.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ... _suitability_requirements_cs.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_da.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ...

Opinion on position limits on Swiss Power Base contracts

ESMA70-155-2938
05 October 2018
Reference ESMA70-155-2938 Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on position limits on UK Natural Gas contracts

ESMA70-155-1538
05 October 2018
Reference ESMA70-155-1538 Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on position limits on Phelix DE/AT Base Power contract

ESMA70-155-2931
05 October 2018
Reference ESMA70-155-2931 Section MiFID- Secondary Markets Type Opinion Main document ...

BoS Decision Notice AT Guidelines Withdrawal

ESMA70-154-803
03 October 2018
Reference ESMA70-154-803 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Opinion on the ancillary activity calculations

ESMA70-154-884
02 October 2018
Reference ESMA70-154-884 Section MiFID- Secondary Markets Type Opinion Main document ...

ESMA opinion on MiFID II RTS 1

esma70-156-769
21 September 2018
Reference esma70-156-769 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-869
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...

Opinion on position limits on ICE Low Sulphur Gasoil 1st Line contracts

ESMA70-155-3509
22 May 2018
Reference ESMA70-155-3509 Section MiFID- Secondary Markets Type Opinion Main document ...

Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1)

ESMA70-156-354
26 March 2018
Reference ESMA70-156-354 Section MiFID- Secondary Markets Type Final Report Main document ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
21 March 2018
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

ESMA opinion on package orders' trading obligation under MiFID II

ESMA70-156-322
21 March 2018
Reference ESMA70-156-322 Section MiFID- Secondary Markets Type Opinion Main document ...

Guidelines on MiFID II product governance requirements

ESMA35-43-620
05 February 2018
esma35-43-620_guidelines_on_mifid_ii_product_governance_requirements.pdf Translated versions esma35-43-620_guidelines_on_mifid_ii ... _product_governance_bg.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_cs.pdf esma35-43-620_guidelines_on_mifid_ii ... _product_governance_da.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_de.pdf esma35-43-620_guidelines_on_mifid_ii ...

ESMA opinion on ancillary activity under MiFID II – market size calculation

ESMA70-154-884
22 December 2017
Reference ESMA70-154-884 Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on position limits on ICE Brent Crude contracts

ESMA70-155-1535
15 December 2017
Reference ESMA70-155-1535 Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on Determining third-country trading venues for the purpose of transparency under MiFID II / MiFIR

ESMA70-154-165
14 December 2017
Reference ESMA70-154-165 Section MiFID- Secondary Markets Type Opinion Main document ...

ESMA opinion on third-country trading venues for the purpose of position limits under MiFID II

ESMA70-156-112
14 December 2017
Reference ESMA70-156-112 Section MiFID- Secondary Markets Type Opinion Main document ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

MiFID II position limits on zinc contracts

ESMA70-155-1834
24 October 2017
Reference ESMA70-155-1834 Section MiFID- Secondary Markets Type Opinion Main document ...

MiFID II position limits on tin contracts

ESMA70-155-183
24 October 2017
Reference ESMA70-155-183 Section MiFID- Secondary Markets Type Opinion Main document ...