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Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients

ESMA71-99-910
15 December 2017
Reference ESMA71-99-910 Section MiFID- Investor Protection Warnings and publications for investors ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

Product Intervention - General Statement

ESMA35-36-885
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 | [2] ESMA/2016/1166  Warning ... MiFID- Investor Protection Type Statement Main document ...

ESMA appoints new chairs to Standing Committees

2016/1408
30 September 2016
2016/1408 Section Board of Supervisors Fund Management Market Integrity MiFID- Investor Protection Type ...

MiFID practices for firms selling financial instruments subject to the BRRD resolution regime

2016/902
02 June 2016
Reference 2016/902 Section MiFID- Investor Protection Type Statement Main document ...

ESMA response to the Commission Green Paper on retail financial services

2016/648
26 April 2016
Reference 2016/648 Section MiFID- Investor Protection Type Letter Main document ...

The cross-selling of financial products – ESA request to the European Commission

ESA/2016/07
27 January 2016
Reference ESA/2016/07 Section Joint Committee MiFID- Investor Protection Type Letter Main document ...

Letter SM to EC - implementation timeline MiFID MiFIR

2015/1513
17 November 2015
Reference 2015/1513 Section MiFID- Investor Protection Type Letter Main document ... esma-2015-1513_letter_sm_to_ec_-_implementation_timeline_mifid_mifir.pdf Style ESMA document ...

ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes

2015/1235
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

Letter to Jonathan Faull (EC) regarding draft technical standards

2013/1941
28 January 2014
Reference 2013/1941 Section MiFID- Investor Protection MiFID- Secondary Markets Type Letter Main ...

Reply of ESMA to the European Commission’s Green Paper on Shadow Banking

2012/476
27 July 2012
Reference 2012/476 Section MiFID- Investor Protection Type Letter Main document esma-2012 ...