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Annex - Opinion on draft RTS 21 position limits

2016/668 ANNEX
02 May 2016
Reference 2016/668 ANNEX Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on draft RTS 21 position limits

2016/668
02 May 2016
Reference 2016/668 Section MiFID- Secondary Markets Type Opinion Main document ...

Annex - Opinion on draft RTS 2 non-equity transparency

2016/666 ANNEX
02 May 2016
Reference 2016/666 ANNEX Section MiFID- Secondary Markets Type Opinion Main document ...

Opinion on draft RTS 2 non-equity transparency

2016/666
02 May 2016
Reference 2016/666 Section MiFID- Secondary Markets Type Opinion Main document ...

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Final report on temporary exemption for ETDs under MiFID II

2016/461
04 April 2016
Reference 2016/461 Section MiFID- Secondary Markets Type Final Report Main document ...

Final Report - Draft ITS under MiFID II

2015/1858
11 December 2015
2015-1858_-_final_report_-_draft_implementing_technical_standards_under_mifid_ii.pdf Style ESMA document ... Reference 2015/1858 Section MiFID- Secondary Markets Type Final Report Main document ...

Annex II - CBA - draft RTS and ITS on MiFID II and MiFIR

2015-ESMA-1464 Annex II
28 September 2015
Reference 2015-ESMA-1464 Annex II Section MiFID- Secondary Markets Type Final Report Main document ... 2015-esma-1464_annex_ii_-_cba_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ...

Best Execution under MiFID

2015/494
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/494 Section MiFID- Investor Protection Supervisory ... convergence Type Final Report Main document 2015-494_peer_review_report_on_best_execution_under_mifid ...

MiFID – Conduct of Business, fair, clear and not misleading information

2014/1485
11 December 2014
regulators (national competent authorities or NCAs) supervise MiFID conduct of business rules on providing ... communications under MiFID. The Report found that there was overall a high degree of compliance amongst NCAs with ... -1485_peer_review_report_-_mifid_-_conduct_of_business_fair_clear_and_not_misleading_information.pdf Style ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission

00-064c
25 September 2000
fdankers@europefesco.org Reference 00-064c Section MiFID- Secondary Markets Type Final Report Main document 00_064c.pdf ...