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ESMA71-99-973 Press Release Product Intervention EUOJ publication

ESMA71-99-973
01 June 2018
Reference ESMA71-99-973 Section MiFID- Investor Protection Press Releases Warnings and ...

PR on EBA-ESMA statement on retail holders of bail-inable instruments

ESMA71-99-987
30 May 2018
Reference ESMA71-99-987 Section MiFID- Investor Protection Press Releases Warnings and ...

Press release - ESMA agrees to prohibit binary options and restrict CFDs to protect retail investors

ESMA71-98-128
27 March 2018
Reference ESMA71-98-128 Section MiFID- Investor Protection Press Releases Type Press Release Main ...

Press release - ESAs warn consumers of risks in buying virtual currencies

ESMA71-99-946
12 February 2018
Reference ESMA71-99-946 Section MiFID- Investor Protection Type Press Release Main document ...

Product Intervention Call for Evidence PR

ESMA71-99-930
18 January 2018
Reference ESMA71-99-930 Section MiFID- Investor Protection Press Releases Type Press Release Main ...

Peer Review on MiFID Compliance Function Press Release

ESMA71-99-661
29 November 2017
Reference ESMA71-99-661 Section MiFID- Investor Protection Press Releases Supervisory convergence ... Related documents Peer review on certain aspects of the compliance function under Mi-FID I ...

EBA and ESMA provide guidance to assess the suitability of management body members and key function holders

ESMA71-99-599
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

ESMA issues principles on supervisory approach to relocations from the UK

ESMA71-99-469
31 May 2017
referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II ...

ESMA consults on product governance guidelines to safeguard investors

2016/1438
05 October 2016
Consultation Paper on Draft guidelines on MiFID II product governance requirements ... Reference 2016/1438 Section MiFID- Investor Protection Press Releases Type Press Release Main ...

Press release - ESMA issues warning on sale of speculative products to retail investors

2016/1167
25 July 2016
Reference 2016/1167 Section MiFID- Investor Protection Type Press Release Main document ...

ESMA reminds firms of responsibilities when selling bail-in securities

2016/903
02 June 2016
Reference 2016/903 Section MiFID- Investor Protection Type Press Release Main document ...

ESMA finds room for improvement in national supervision of investment advice to retail clients

2016/582
07 April 2016
Reference 2016/582 Section MiFID- Investor Protection Press Releases Supervisory convergence Type ...

Press Release Cross Selling Guidelines

2015/1872
22 December 2015
Practices under MiFID II (guidelines) to ensure investors are treated fairly when an investment firm offers ... guidelines under MiFID II in order to meet its 3 January 2016 deadline. While ESMA’s guidelines take into ... cross-selling practices under MIFID II. Further, the guidelines are addressed to national regulators supervising ...

Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities

2015/1006
30 June 2015
2015-esma-1006_-_mifid_ii_final_report_on_mifid_ip_technical_standards.pdf Style ESMA document ... Reference 2015/1006 Section MiFID- Investor Protection Type Technical Standards Main document ...

ESMA publishes review on best execution supervisory practices under MiFID

2015/495
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/495 Section MiFID- Investor Protection Press Releases ...

ESMA provides implementing rules for MiFID II

2014/1574
19 December 2014
(RTS/ ITS) regarding the implementation of the Markets in Financial Instruments Directive (MiFID II) and ... Regulation (MiFIR). Both ESMA’s TA and draft RTS translate the MiFID II/MiFIR requirements into practically ... MiFID II will have a significant impact on the EU’s securities markets, its users and infrastructure ...

ESMA consults on MiFID reforms

2014/557
22 May 2014
the implementation of the revised Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). This ... is the first step in the process of translating the MiFID II/MiFIR requirements into practically ... MIFID II achieves its objectives in practice, ESMA is publishing the following documents:1.    ...

ESMA issues good practices for structured retail product governance

2014/334
27 March 2014
2014/334 Section MiFID- Investor Protection Innovation and Products Type Press Release Main document ...