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Speech Financial News 20th Anniversary Awards for Excellence - Steven Maijoor, 26 May 2016, London

2016/739
26 May 2016
Reference 2016/739 Section MiFID- Investor Protection Speeches Type Speech Main document ...

Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II

2015/1639
10 November 2015
Reference 2015/1639 Section MiFID- Investor Protection Speeches Type Speech Main document ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...