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EBA and ESMA publish guidelines on suitability assessment for management body members and key function holders

21 March 2018
Guidelines and Technical standards Joint Committee MiFID- Investor Protection Press Releases ...

Press release: ESMA publishes double volume cap data

ESMA71-99-953
07 March 2018
Reference ESMA71-99-953 Section MiFID- Secondary Markets Press Releases Type Press Release Main ...

ESMA publishes 2018 Supervisory Convergence Work Programme

07 February 2018
  Ensuring that MiFID II/MiFIR are applied in a sound, efficient and consistent manner across the EU ... the effective application of MiFID II/MiFIR during its first year of application. This entails fulfilling ... will have implications for ESMA’s supervisory convergence agenda in the year ahead.”  MiFID II, Data ...

ESMA consults on potential CFD and binary options measures to protect retail investors

18 January 2018
MiFID- Investor Protection Press Releases The European Securities and Markets Authority (ESMA) has ... of underlying assets;      ii.        A margin close out rule on a position by position basis. This would ...

Product Intervention Call for Evidence PR

ESMA71-99-930
18 January 2018
Reference ESMA71-99-930 Section MiFID- Investor Protection Press Releases Type Press Release Main ...

ESMA delays publication of double volume cap data

09 January 2018
comprehensive publication of double volume cap calculations, as required under MiFID II/MiFIR, and ESMA has ... to the other MiFID II IT systems that ESMA is running. Moreover, ESMA acknowledges that trading venues only had ... months in advance of the MiFID II/MiFIR 3 January 2018 application date. ESMA informed trading venues and ...

ESMA Double Volume Cap delay

ESMA71-99-925
09 January 2018
Reference ESMA71-99-925 Section MiFID- Secondary Markets Press Releases Type Press Release Main ...

MiFID II/MiFIR data now available

04 January 2018
Market Abuse Market Integrity MiFID- Investor Protection MiFID- Secondary Markets MiFID II ... the launch of the Markets in Financial Instruments Directive II (MiFID II) and the Markets in Financial ...

ESMA ADVISES THE COMMISSION ON SPECIFIC ELEMENTS OF THE SHORT-SELLING REGULATION

21 December 2017
ESMA proposes including the different types of on-venue market making activities described in MiFID II ...

ESMA updates Q&A on MiFIR data reporting

18 December 2017
Instruments Directive (MiFID II) and Regulation (MiFIR). This document includes updated Q&As on: Unknown ... document is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR ... Market Integrity MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has ...

ESMA issues updated statement on preparatory work in relation to CFDs, binary options and other speculative products offered to retail clients

15 December 2017
MiFID- Investor Protection Press Releases Warnings and publications for investors The European ...

Press Release MiFID/MAR Transitional Transparency Calculations

ESMA50-164-1173
06 December 2017
Reference ESMA50-164-1173 Section Market Abuse Market Integrity MiFID- Secondary Markets MiFID II ... esma50-164-1173_press_release_mifid_ttc.pdf Style ESMA document ...

ESMA publishes key transparency calculations for MiFIDII/MiFIR implementation

06 December 2017
Market Abuse Market Integrity MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... Press Releases The European Securities and Markets Authority (ESMA) published today the MiFID II ... complete and timely information to facilitate compliance with the requirements of MiFID II/MiFIR and MAR by ...

ESMA MIFID and MAR Data Systems

ESMA71-99-669
06 December 2017
Reference ESMA71-99-669 Section Market Abuse Market Integrity MiFID- Secondary Markets MiFID II ... : Transparency Calculations and DVC Type Reference Main document esma71-99-669_esma_mifid ...

Peer Review on MiFID Compliance Function Press Release

ESMA71-99-661
29 November 2017
Reference ESMA71-99-661 Section MiFID- Investor Protection Press Releases Supervisory convergence ... Related documents Peer review on certain aspects of the compliance function under Mi-FID I ...

ESMA highlights ICO risks for investors and firms

13 November 2017
the Prospectus Directive, ·         the Markets in Financial Instruments Directive (MiFID), ·         ...

ESMA conference examines the state of European financial markets

17 October 2017
conference, said: “MIFID II, the last major piece of the post-financial crisis regulatory agenda, will come ...

ESMA launches key MiFID II and MAR financial instrument reference database

16 October 2017
ITMG Market Integrity MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... subject to MAR and MiFID II/MiFIR reference data reporting requirements. This will allow market ... Background ESMA, in order to allow for a smooth transition to the new MIFID reporting regime, began the first ...

FIRDS - Instructions on access and download of full and delta reference data files

ESMA65-8-5046
16 October 2017
Reference ESMA65-8-5046 Section ITMG Market Integrity MiFID- Secondary Markets MiFID II ...

ESMA highlights preparations for MiFID II and Brexit as key issues at ECON hearing

09 October 2017
of the chairs of the three European Supervisory Authorities (ESAs).   MiFID II In his statement Mr. Maijoor ... focused on ESMA work in preparation for the implementation of MiFID II: “MIFID II implementation ... MiFID reform. In addition, ESMA has published specific Opinions on commodity position limits and ...