SEARCH

REFINE YOUR SEARCH

Sections

Type of document

ESMA opinion under Article 43(2) MiFIR (HR_BO)

2019-ESMA-35-43-2043-
24 July 2019
Reference 2019-ESMA-35-43-2043- Section MiFID- Investor Protection Type Opinion Main document ...

Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787)

ESMA35-43-1542
23 July 2019
Reference ESMA35-43-1542 Section Guidelines and Technical standards MiFID- Investor Protection ...

ESMA updates register of derivatives to be traded on-venue under MiFIR

23 July 2019
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has updated today ...

ESMA launches call for evidence on certain investor protection topics in the context of the reports to be submitted by the EC under Article 90 of MiFID II

17 July 2019
the reports to be submitted by the EC under Article 90 of MiFID II.   Article 90 of MiFID II provides that ... inter alia, the impact of the inducements disclosure requirements under MiFID II. In line with ... charges disclosure requirements under MiFID II, including collecting information on whether and how ...
17 July 2019
to Article 24(4) and (9) of MiFID II1 when providing investment services and/or ancillary services and (ii ... 4(1)(1) of MiFID II), credit institutions when providing investment services and activities, external ... requirements under MiFID II ...

Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II

ESMA35-43-1905
17 July 2019
call_for_evidence_impact_of_the_inducements_and_costs_and_charges_disclosure_requirements_under_mifid_ii ... Reference ESMA35-43-1905 Section MiFID- Investor Protection Type Consultation Paper Main document ...

ESMA REPORTS ON NCAS’ USE OF SANCTIONS UNDER MiFID II

17 July 2019
imposed under MiFID II by National Competent Authorities (NCAs).  NCAs are required under MiFID II ... to provide ESMA with aggregated information on all sanctions and measures imposed annually. As MiFID II only ... under MiFID II in 2018 – 117 sanctions and measures in 11 jurisdictions – does not allow for ...

Report on sanctions and measures imposed under MiFID II in 2018

ESMA35-36-1711
17 July 2019
esma35-36-1711-report_on_mifid_ii_sanctions_measures_investigations.pdf Style ESMA document ... Reference ESMA35-36-1711 Section MiFID- Investor Protection Type Report Main document ...

ESMA issues an opinion on product intervention measures by the Czech Republic

17 July 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA), the EU’s ...

ESMA opinion under Article 43(2) MiFID (CZ_CFD)

ESMA35-43-1983
17 July 2019
Reference ESMA35-43-1983 Section MiFID- Investor Protection Type Opinion Main document ...