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Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading

2012/378
20 June 2012
(CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal ... review in light of practical experience. Reference 2012/378 Section MiFID- Secondary Markets Type ...

Advice on Guidelines on certain aspects of the MiFID compliance function requirements

2012/SMSG/12
28 February 2012
Reference 2012/SMSG/12 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2012-smsg-12_0.pdf Style ESMA document ...

Advice on Guidelines on certain aspects of the MiFID suitability requirements

2012/SMSG/11
28 February 2012
Reference 2012/SMSG/11 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2012-smsg-11_0.pdf Style ESMA document ...

ESMA readies guidelines on automated trading – application deadline starts

2012/128
24 February 2012
to comply with the Guidelines. Reference 2012/128 Section Press Releases MiFID- Secondary Markets Type Press ...

Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities

2012/122
24 February 2012
is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated ... a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines ... acts. Reference 2012/122 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities

2011/457
22 December 2011
Reference 2011/457 Section Press Releases MiFID- Secondary Markets Type Press Release Main ...

Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities

2011/456
22 December 2011
Reference 2011/456 Section MiFID- Secondary Markets Type Guidelines & Recommendations Main document ...

Global regulators discuss OTC derivatives regulation

2011/431
09 December 2011
the United Statesmet met yesterday in Paris.   Reference 2011/431 Section Press Releases MiFID- Secondary ...

Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities

2011/224
20 July 2011
Reference 2011/224 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

Press release - ESMA consults on systems and controls for highly automated trading

2011/223
20 July 2011
Reference 2011/223 Section Press Releases MiFID- Secondary Markets Type Press Release Main ...

Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories

2011/16
20 January 2011
Reference 2011/16 Section MiFID- Secondary Markets Type Letter Main document 2011_16.pdf Style ...

Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade

2011/4
20 January 2011
Reference 2011/4 Section MiFID- Secondary Markets Type Letter Main document 2011_4.pdf Style ESMA ...

The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission

00-064c
25 September 2000
fdankers@europefesco.org Reference 00-064c Section MiFID- Secondary Markets Type Final Report Main document 00_064c.pdf ...