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Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities

2011/456
22 December 2011
Reference 2011/456 Section MiFID- Secondary Markets Type Guidelines & Recommendations Main document ...

Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009

2011/461
22 December 2011
Reference 2011/461 Section Credit Rating Agencies Type Technical Standards Main document 2011_461.pdf Style ESMA document ...

Global regulators discuss OTC derivatives regulation

2011/431
09 December 2011
the United Statesmet met yesterday in Paris.   Reference 2011/431 Section Press Releases MiFID- Secondary ...
07 December 2011
of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for ...

Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2

2011/304
19 September 2011
Reference 2011/304 Section Credit Rating Agencies Type Consultation Paper Main document 2011_304.pdf Style ESMA document ...

Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities

2011/224
20 July 2011
Reference 2011/224 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

Press release - ESMA consults on systems and controls for highly automated trading

2011/223
20 July 2011
Reference 2011/223 Section Press Releases MiFID- Secondary Markets Type Press Release Main ...

Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories

2011/16
20 January 2011
Reference 2011/16 Section MiFID- Secondary Markets Type Letter Main document 2011_16.pdf Style ...

Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade

2011/4
20 January 2011
Reference 2011/4 Section MiFID- Secondary Markets Type Letter Main document 2011_4.pdf Style ESMA ...

The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission

00-064c
25 September 2000
fdankers@europefesco.org Reference 00-064c Section MiFID- Secondary Markets Type Final Report Main document 00_064c.pdf ...