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Discussion Paper on MiFID II/MiFIR

2014/548
22 May 2014
This publication is the first step in the process of translating the MiFID II/MiFIR requirements ... the ESMA MiFID II/MiFIR Discussion Paper.Please use this “form to reply”.The level 1 texts adopted by ... the European Council during its 13 May 2014 meeting are available here: MiFID II and MiFIR. These links are ...

ESMA issues good practices for structured retail product governance

2014/334
27 March 2014
2014/334 Section MiFID- Investor Protection Innovation and Products Type Press Release Main document ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

Letter to Jonathan Faull (EC) regarding draft technical standards

2013/1941
28 January 2014
Reference 2013/1941 Section MiFID- Investor Protection MiFID- Secondary Markets Type Letter Main ...

Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group

2013/1792
02 December 2013
Deadline for applications is 3 January 2014. Reference 2013/1792 Section MiFID- Secondary Markets ...

MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market

MOU ACER ESMA
19 July 2013
Reference MOU ACER ESMA Section MiFID- Secondary Markets Type Reference Main document ...

ESMA MiFID database - description of webservice

2012/478
25 July 2012
ESMA's MIFID databases. Reference 2012/478 Section MiFID- Secondary Markets Type Reference Main document ...

Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading

2012/378
20 June 2012
(CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal ... review in light of practical experience. Reference 2012/378 Section MiFID- Secondary Markets Type ...

ESMA readies guidelines on automated trading – application deadline starts

2012/128
24 February 2012
to comply with the Guidelines. Reference 2012/128 Section Press Releases MiFID- Secondary Markets Type Press ...

Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities

2012/122
24 February 2012
is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated ... a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines ... acts. Reference 2012/122 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities

2011/457
22 December 2011
Reference 2011/457 Section Press Releases MiFID- Secondary Markets Type Press Release Main ...

Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities

2011/456
22 December 2011
Reference 2011/456 Section MiFID- Secondary Markets Type Guidelines & Recommendations Main document ...

Global regulators discuss OTC derivatives regulation

2011/431
09 December 2011
the United Statesmet met yesterday in Paris.   Reference 2011/431 Section Press Releases MiFID- Secondary ...

Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities

2011/224
20 July 2011
Reference 2011/224 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

Press release - ESMA consults on systems and controls for highly automated trading

2011/223
20 July 2011
Reference 2011/223 Section Press Releases MiFID- Secondary Markets Type Press Release Main ...

Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories

2011/16
20 January 2011
Reference 2011/16 Section MiFID- Secondary Markets Type Letter Main document 2011_16.pdf Style ...

Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade

2011/4
20 January 2011
Reference 2011/4 Section MiFID- Secondary Markets Type Letter Main document 2011_4.pdf Style ESMA ...

The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission

00-064c
25 September 2000
fdankers@europefesco.org Reference 00-064c Section MiFID- Secondary Markets Type Final Report Main document 00_064c.pdf ...