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Final Report - draft RTS and ITS on MIFID II and MiFIR

2015-ESMA-1464
28 September 2015
2015-esma-1464_-_final_report_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ... Reference 2015-ESMA-1464 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Draft RTS on prospectus related issues under the Omnibus II Directive

2015/1014
01 July 2015
-1014_-_final_report_-_draft_rts_on_prospectus_related_issues_under_the_omnibus_ii_directive.pdf Style ESMA ...

Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities

2015/1006
30 June 2015
2015-esma-1006_-_mifid_ii_final_report_on_mifid_ip_technical_standards.pdf Style ESMA document ... Reference 2015/1006 Section MiFID- Investor Protection Type Technical Standards Main document ...

Guidelines on the application of the definitions in Sections C6 and C7 of Annex I of Directive 2004/39/EC (MiFID)

2015/675
06 May 2015
Reference 2015/675 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms

2015/613
27 March 2015
of MiFID, instead of paragraph 4 of Article 10b of MiFID; and- the publication of MiFID II which repeals ... Article 10b(4) of the Markets in Financial Instruments Directive (MiFID) requires Member States ... proportionate information in order to assess the acquisition. Article 10a of MiFID, as amended by Article 6(4) ...

Best Execution under MiFID

2015/494
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/494 Section MiFID- Investor Protection Supervisory ... convergence Type Final Report Main document 2015-494_peer_review_report_on_best_execution_under_mifid ...

Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

2014/1571
19 December 2014
2014/1571 Section MiFID- Secondary Markets Type Technical Standards Main document 2014-1571_-_final_report ...

MiFID – Conduct of Business, fair, clear and not misleading information

2014/1485
11 December 2014
regulators (national competent authorities or NCAs) supervise MiFID conduct of business rules on providing ... communications under MiFID. The Report found that there was overall a high degree of compliance amongst NCAs with ... -1485_peer_review_report_-_mifid_-_conduct_of_business_fair_clear_and_not_misleading_information.pdf Style ...

Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID)

2013/606 BG
24 April 2014
Reference 2013/606 BG Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Guidelines on cooperation arrangements and information exchange between competent authorities and between competent authorities and ESMA

2014/298
27 March 2014
Technical standards MiFID- Investor Protection Type Guidelines & Recommendations Main document ...

Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost

2012/387 HR
06 February 2014
Reference 2012/387 HR Section MiFID- Investor Protection Type Guidelines & Recommendations ...

Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz funkciju praćenja usklađenosti

2012/388 HR
06 February 2014
Reference 2012/388 HR Section MiFID- Investor Protection Type Guidelines & Recommendations ...

Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms

2013/1940
06 January 2014
(MiFID[1]) requires Member States to make publicly available the information necessary to carry out ... Article 10a of MiFID, as amended by Article 6(4) of the Omnibus Directive[2], requires ESMA to draft: ... 10b(4) of MiFID.[3] implementing technical standards (ITS) to determine standard forms, templates and ...

Ersättningspolicy och ersättningspraxis (MiFID-direktivet)

2013/606 SV
01 October 2013
Reference 2013/606 SV Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Políticas y prácticas de remuneración (MiFID)

2013/606 ES
01 October 2013
Reference 2013/606 ES Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Politike in prakse prejemkov (MiFID)

2013/606 SL
01 October 2013
Reference 2013/606 SL Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Politiky a postupy odmeňovania (MiFID)

2013/606 SK
01 October 2013
Reference 2013/606 SK Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Politici și practici de remunerare (Directiva privind piețele instrumentelor financiare, MiFID)

2013/606 RO
01 October 2013
Reference 2013/606 RO Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Políticas e práticas de remuneração (DMIF)

2013/606 PT
01 October 2013
Reference 2013/606 PT Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Wytyczne w sprawie zasad i praktyk dotyczących wynagrodzeń (MiFID)

2013/606 PL
01 October 2013
Reference 2013/606 PL Section Guidelines and Technical standards MiFID- Investor Protection Type ...