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ESMA opinion under Article 43(2) MiFIR (LT_CFD)

ESMA-35-43-1916
28 May 2019
Reference ESMA-35-43-1916 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (LT_BO)

ESMA-35-43-1915
28 May 2019
Reference ESMA-35-43-1915 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (FI_CFD)

ESMA-35-43-1914
28 May 2019
Reference ESMA-35-43-1914 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (FI_BO)

ESMA-35-43-1913
28 May 2019
Reference ESMA-35-43-1913 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (AT_CFD)

ESMA35-43-1906
13 May 2019
Reference ESMA35-43-1906 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (AT_CFD)

ESMA35-43-1906
13 May 2019
Reference ESMA35-43-1906 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (AT_BO)

ESMA-35-43-1877
13 May 2019
Reference ESMA-35-43-1877 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (FCA_BO)

ESMA-35-43-1811
02 April 2019
Reference ESMA-35-43-1811 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (KNF_BO)

ESMA-35-43-1797
02 April 2019
Reference ESMA-35-43-1797 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (AFM_BO)

ESMA-35-43-1776
02 April 2019
Reference ESMA-35-43-1776 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (AFM_CFDs)

ESMA-35-43-1780
02 April 2019
Reference ESMA-35-43-1780 Section MiFID- Investor Protection Type Opinion Main document ...

Brexit Statement - information to clients

ESMA35-43-1328
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ...

ESMA new SC chairs

ESMA71-99-1058
07 November 2018
Reference ESMA71-99-1058 Section Fund Management MiFID- Investor Protection Risk Analysis & ...

Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive

ESMA71-99-991
30 May 2018
Reference ESMA71-99-991 Section MiFID- Investor Protection Warnings and publications for investors ...

Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients

ESMA71-99-910
15 December 2017
Reference ESMA71-99-910 Section MiFID- Investor Protection Warnings and publications for investors ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

Product Intervention - General Statement

ESMA35-36-885
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 | [2] ESMA/2016/1166  Warning ... MiFID- Investor Protection Type Statement Main document ...

ESMA appoints new chairs to Standing Committees

2016/1408
30 September 2016
2016/1408 Section Board of Supervisors Fund Management Market Integrity MiFID- Investor Protection Type ...

MiFID practices for firms selling financial instruments subject to the BRRD resolution regime

2016/902
02 June 2016
Reference 2016/902 Section MiFID- Investor Protection Type Statement Main document ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...